Barrantagh Investment Management (BIM) is committed to eliminating conflicts of interest that could impair its decision-making ability in serving the best interests of its clients.
BIM carefully monitors itself, its employees and clients with respect to insider status with any “reporting issuer”. Every effort is made to eliminate all potential for conflict of interest with respect to insider information and insider trading.
Employees registered with the Ontario Securities Commission must report to the firm any Outside Business Activities including being an owner of a holding company or trust (trustee), involvement with charities and volunteering and serving as an officer/director.
The ownership of the firm must always be disclosed to clients and prospects.
Any potential conflict of interest must be brought to the attention of the President and CEO as soon as it is identified, and the necessary steps taken to resolve that conflict of interest.
All personal trades must be pre-cleared by compliance manager.