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Barrantagh Investment Management Inc.

PRI reporting framework 2020

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Organisational Overview
Basic information [OO 01 - 09] Asset class implementation gateway indicators [OO 10 - 12] Peering questions [OO LE 01 - HF 01]
Strategy and Governance
Investment policy [SG 01 - 04] Objectives and strategies [SG 05 - 06] Governance and human resources [SG 07 - 08] Promoting responsible investment [SG 09 - 11] Outsourcing to fiduciary managers and investment consultants [SG 12] ESG issues in asset allocation [SG 13 - 15] Asset class implementation not reported in other modules [SG 16 - 17] Innovation [SG 18] Communication [SG 19]
Direct - Listed Equity Incorporation
ESG incorporation in actively managed listed equities [LEI 01 - 10] Implementation processes [LEI 01 - 10] (A) Implementation: Screening [LEI 04 - 06] (B) Implementation: Thematic [LEI 07] (C) Implementation: Integration of ESG factors [LEI 08 - 10] Outputs and outcomes [LEI 12 - 13]
Direct - Listed Equity Active Ownership
Overview [LEA 01] Engagement [LEA 02 - 08] Outputs and outcomes [LEA 09 - 11] (Proxy) voting and shareholder resolutions [LEA 12 - 21]
Direct - Fixed Income
ESG incorporation in actively managed fixed income [FI 01 - 12] Implementation processes [FI 01 - 03] (A) Implementation: Screening [FI 04 - 06] (B) Implementation: Thematic [FI 07 - 09] (C) Implementation: Integration [FI 10 - 12] Fixed income - Engagement [FI 14 - 16] Outputs and outcomes [FI 17 - 18]
Confidence building measures
Confidence building measures [CM1 01 - 07]
Export Public Responses
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You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage

New selection options have been added to this indicator. Please review your prefilled responses carefully.

01.1. Indicate if you have an investment policy that covers your responsible investment approach.

01.2. Indicate the components/types and coverage of your policy.

Select all that apply

Policy components/types

Coverage by AUM

01.3. Indicate if the investment policy covers any of the following

01.4. Describe your organisation’s investment principles and overall investment strategy, interpretation of fiduciary (or equivalent) duties,and how they consider ESG factors and real economy impact.

Barrantagh is committed to delivering strong risk-adjusted returns to our investors through the application of rigorous security-level fundamental research.  As part of this process the consideration of responsible investing principles, such as environmental, social and corporate governance factors (ESG) have always been intrinsic to our research process.  ESG factors are a component of our risk assessment process during our valuation and suitability analysis undertaken before initial purchase and subsequently through the holding period. We monitor any factor that could improve or impair valuation including developments on relevant ESG factors across all asset classes, regions and markets.  As investors we believe in long-term value creation and that successful investing will focus on companies with well- developed ESG practices and reporting.   

01.5. Provide a brief description of the key elements, any variations or exceptions to your investment policy that covers your responsible investment approach. [Optional]

01.6. Additional information [Optional].

SG 01 CC. Climate risk (Private)

SG 02. Publicly available RI policy or guidance documents

 

02.1. Indicate which of your investment policy documents (if any) are publicly available. Provide a URL and an attachment of the document.

URL/Attachment

Attachment

Barrantagh Responsible Investing (002).pdf

02.2. Indicate if any of your investment policy components are publicly available. Provide URL and an attachment of the document.

02.3. Additional information [Optional].

SG 03. Conflicts of interest

03.1. Indicate if your organisation has a policy on managing potential conflicts of interest in the investment process.

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

Barrantagh Investment Management (BIM) is committed to eliminating conflicts of interest that could impair its decision-making ability in serving the best interests of its clients.

BIM carefully monitors itself, its employees and clients with respect to insider status with any “reporting issuer”. Every effort is made to eliminate all potential for conflict of interest with respect to insider information and insider trading.

Employees registered with the Ontario Securities Commission must report to the firm any Outside Business Activities including being an owner of a holding company or trust (trustee), involvement with charities and volunteering and serving as an officer/director.

The ownership of the firm must always be disclosed to clients and prospects.

Any potential conflict of interest must be brought to the attention of the President and CEO as soon as it is identified, and the necessary steps taken to resolve that conflict of interest.

All personal trades must be pre-cleared by compliance manager.

 

 

03.3. Additional information. [Optional]

SG 04. Identifying incidents occurring within portfolios (Private)

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