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Chief Compliance Officer
RI starts with the investment team incorporating RI into the investment process.
Each quarter our internal ESG Committee meets to review RI issues within the portfolios and for the firm as a whole.
The number of 9 in SG07.3 includes the PM's, analysts, senior officers and ESG Committee members. Given the size of our firm, and focus on ESG issues at the security level, no one is solely dedicated to RI issues.