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Solaris Investment Management Limited

PRI reporting framework 2020

You are in Strategy and Governance » Investment policy


SG 01. RI policy and coverage


01.1. 責任投資アプローチをカバーする投資ポリシーを策定しているかどうかを明示してください。

01.2. ポリシーの構成要素/種類と対象範囲を示してください。


01.3. 投資ポリシーが以下のどの項目をカバーしているか明示して下さい:

01.4. 組織の投資原則および全体の投資戦略、受託者義務(または同等のもの)の解釈、ならびに、ESGファクターおよび実体経済の影響をどのように考慮に入れているかについて説明してください。

Solaris picks stocks using fundamental analysis to exploit market inefficiencies in forecasts and valuations.

To optimise the conversion of fundamental research into investment portfolios, we empower our analysts by combining their analytical role with that of portfolio manager. This combination ensures the portfolio is constructed purely from the ground-up using the knowledge and skill of the people at the analytical ‘coal face’. Within this process, the analyst actively considers ESG factors as part of the bottom up stock assessment and this assessment directly influences whether the stock is included or excluded from the portfolio. 

The analyst is responsible for the stock-picking decision from beginning to end and is held accountable by crystal-clear performance attribution. This performance attribution then drives their annual remuneration outcomes.

01.5. 責任投資アプローチをカバーする組織の投資ポリシーの重要な構成要素、バリエーション、例外事項を簡潔に説明してください。[任意]

There are no exceptions to the investment policy

01.6. 補足情報 [任意]


SG 01 CC. Climate risk (Private)

SG 02. Publicly available RI policy or guidance documents


02.1. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。





02.2. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。








02.3. 補足情報 [任意]

Solaris Investment Management has an ESG Policy that describes how ESG factors are incorporated into our every day investment decision making.  The ESG Policy is an integral part of our investment process.  The Solaris team has been actively involved in assessing the impacts of ESG factors for over 20 years (both at Solaris and previously at another funds management group).  We have witnessed the impacts of ESG factors on stock valuations and consider ESG factors as another important source of stock value drivers.  We see structural shifts occurring in investment markets as sustainability becomes more "front of mind" for investors and believe that understanding ESG factors is key to reducing portfolio risks and identifying investment opportunities as they evolve.

The existing Solaris ESG Policy was first adopted in 2010 and is reviewed and approved by the Solaris Board annually.

Solaris now manages three negatively screened investment products which operate as part of our overall investment process with additional screening applied as per the clients' exclusions.  The exclusions are monitored as per the clients' Individual Mandate Agreements (IMAs).



SG 03. Conflicts of interest

03.1. 組織として、投資プロセスにおける潜在的な利益相反を管理するポリシーを策定しているかどうかについて明示して下さい。

03.2. 投資プロセスにおける潜在的な利益相反を管理するポリシーについて説明してください。

Conflicts of Interest are specifically dealt with in the Solaris Conflicts of Interest Policy.  For Solaris’ purposes, a conflict of interest will include any matter which impacts on our ability to ensure that financial services authorised by our licence are provided efficiently, honestly and fairly.  Solaris adheres to the principle that the Board will always ensure the Company conducts its financial services business in a fair, honest and professional manner in line with the regulatory objective of ensuring the confident and informed participation of consumers and investors in the Australian financial system. For a disclosure to be adequate it should provide detail in a clear, concise and effective form to allow clients to make an informed decision.  Sections 912A(1)(aa) of the Corporations Act 2001, section 601FC(1)(C) and 601FD(1)(c) of the Act describe Solaris’ obligations.

03.3. 補足情報 [任意]

SG 04. Identifying incidents occurring within portfolios (Private)