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Alphinity Investment Management Limited

PRI reporting framework 2020

You are in Strategy and Governance » Governance and human resources

ガバナンスおよび人事

SG 07. RI roles and responsibilities

07.1. 組織が採用している内部または外部の役割、ならびにそれぞれの責任投資に対する監督責任および実施責任の有無について明示してください。

組織における役職

下記の内部の役割より選択;

07.2. RIの監督/説明責任または実施責任を担う役職について、このような責任をどのように果たすのか記載してください。

All investment staff have the responsibility of assessing investee companies' ESG issues, communicating with companies about how these will be resolved/mitigated/improved, and incorporating the outcome into the financial models that drive the investment process. As a 12-person organisation, Alphinity does not possess the range of hierarchies described above, all staff staff are intimately involved in the portfolios and implementing responsible invetment for our clients. The board has a pure governance role, it does not get directly involved in investment activities but endorses and oversees policies and procedures

Alphinity's Sustainable Share Fund has a governance committee containing two highly-qualified external experts in the field of sustainability to help refine, assess and interpret the very high-level data provided by ESG/Sustainability service providers.

07.3. 組織にいる専任の責任投資担当者の人数を記載してください。

0

07.4. 補足情報 [任意]

All portfolio managers and analysts are intimately involved in the implementation of our responsible investment activities. It is not devolved to any one person or group of people. We beieve this provides superior integration and coordination than having a separate group of people trying to exert influence


SG 07 CC. Climate-issues roles and responsibilities

07.5 CC. 気候関連問題について監視、説明責任および/または管理責任をもつ組織の役職を示してください。

取締役会メンバーまたは受託者

最高経営責任者(CEO)最高投資責任者(CIO)最高リスク責任者(CRO)投資委員会

ポートフォリオマネージャー

投資アナリスト

組織外の運用会社またはサービスプロバイダー

07.6 CC. 気候関連の問題の監督/説明責任または実施責任がある取締役会レベルの役職については、これらの責任の遂行方法を説明してください

The Board consists of two investment staff and two external directors who represent outside equity interests of the firm. It has oversight and accountability but no direct role in climate-related issues - other than the two investment staff who do as part of their operational roles.

The CEO is one of the directors and has ultimate responsibility for climate-related issues as well as a role in applying them to investments.

The PMs also have similar roles for their sectoral responsibilities. There are no Analysts although that section needed to be ticked in order to complete the indicator

The external experts on the Sustainable Share Fund Compliance Committee have an oversight role and, even tough they have no investment responsibilities, are hevily involved in assessing and monitoring climate issues

 

07.7 CC. 気候関連の問題を評価し管理する管理レベルの役職については、その構造とプロセスを詳しく説明してください。

Unlike large/bureaucratic organisations, Alphinity does not have management-level positions. All staff are directly involved in managing investments.


SG 08. RI in performance management, reward and/or personal development (Private)


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