Public HTML RI reports - PRI reporting framework 2020

COGEFI Gestion

PRI reporting framework 2020

Basic information [OO 01 - 09] Asset class implementation gateway indicators [OO 10 - 12] Peering questions [OO LE 01 - HF 01]

Strategy and Governance

Objectives and strategies [SG 05 - 06] Governance and human resources [SG 07 - 08] Promoting responsible investment [SG 09 - 11] Outsourcing to fiduciary managers and investment consultants [SG 12] ESG issues in asset allocation [SG 13 - 15] Asset class implementation not reported in other modules [SG 16 - 17] Innovation [SG 18] Communication [SG 19]

Direct - Listed Equity Incorporation

ESG incorporation in actively managed listed equities [LEI 01 - 10] Implementation processes [LEI 01 - 10] (A) Implementation: Screening [LEI 04 - 06] (C) Implementation: Integration of ESG factors [LEI 08 - 10] Outputs and outcomes [LEI 12 - 13]

Direct - Listed Equity Active Ownership

Overview [LEA 01] Engagement [LEA 02 - 08] Outputs and outcomes [LEA 09 - 11] (Proxy) voting and shareholder resolutions [LEA 12 - 21]

Direct - Fixed Income

ESG incorporation in actively managed fixed income [FI 01 - 12] Implementation processes [FI 01 - 03] (A) Implementation: Screening [FI 04 - 06] Fixed income - Engagement [FI 14 - 16] Outputs and outcomes [FI 17 - 18]

Confidence building measures

Confidence building measures [CM1 01 - 07]

Export Public Responses

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage

New selection options have been added to this indicator. Please review your prefilled responses carefully.

01.1. Indicate if you have an investment policy that covers your responsible investment approach.

Yes

01.2. Indicate the components/types and coverage of your policy.

Select all that apply

Policy components/types

Coverage by AUM

Policy setting out your overall approach

Formalised guidelines on environmental factors

Formalised guidelines on social factors

Formalised guidelines on corporate governance factors

Fiduciary (or equivalent) duties

Asset class-specific RI guidelines

Sector specific RI guidelines

Screening / exclusions policy

Engagement policy

(Proxy) voting policy

Other, specify (1)

Other, specify(2)

Applicable policies cover all AUM

Applicable policies cover a majority of AUM

Applicable policies cover a minority of AUM

01.3. Indicate if the investment policy covers any of the following

Your organisation’s definition of ESG and/or responsible investment and it’s relation to investments

Your investment objectives that take ESG factors/real economy influence into account

Time horizon of your investment

Governance structure of organisational ESG responsibilities

ESG incorporation approaches

Active ownership approaches

Reporting

Climate change

Understanding and incorporating client / beneficiary sustainability preferences

Other RI considerations, specify (1)

Other RI considerations, specify (2)

01.4. Describe your organisation’s investment principles and overall investment strategy, interpretation of fiduciary (or equivalent) duties,and how they consider ESG factors and real economy impact.

"Beyond fashions, bring a horizon to your investments"
The management style is guided by PM' conviction

ESG factors allow to get a deeper vision of a company. Thus, a better understanding of the intrinsic quality and earnings growth sustainability.
In short, taking into account relevant ESG factors improve the trade-off risk/return.

In addition, in the fixed income space, green bond investmnent is considered as a direct impact instrument.

01.5. Provide a brief description of the key elements, any variations or exceptions to your investment policy that covers your responsible investment approach. [Optional]

- Internal ESG reporting of every funds

- Proprietary extra-financial analysis dashboard

- Exclude companies linked to Controversial Weapons (ie, Cluster weapons, White Phosporus weapons, Depleted Uranium) and the Tobacco industry

- A global ESG score is attributed to companies within our investment Universe (main data provider : Vigeo Eiris)

- A specific RI approach has been developed for one fund: Exclusion of 20% of initial universe, best in class approach to select the ESG top players

01.6. Additional information [Optional].

SG 01 CC. Climate risk (Private)

SG 02. Publicly available RI policy or guidance documents

02.1. Indicate which of your investment policy documents (if any) are publicly available. Provide a URL and an attachment of the document.

Policy setting out your overall approach

URL/Attachment

URL

URL https://www.cogefi.fr/fr/p/27/cogefi-gestion

Attachment (will be made public)

Formalised guidelines on environmental factors

Formalised guidelines on social factors

Formalised guidelines on corporate governance factors

Screening / exclusions policy

URL/Attachment

URL

Attachment (will be made public)

Attachment

Engagement policy

(Proxy) voting policy

URL/Attachment

URL

URL https://www.cogefi.fr/files/upload/file/Informations_r%C3%A8glementaires/Politique_de_vote_aux_assemblees_2018.pdf

Attachment (will be made public)

We do not publicly disclose our investment policy documents

02.2. Indicate if any of your investment policy components are publicly available. Provide URL and an attachment of the document.

Your organisation’s definition of ESG and/or responsible investment and it’s relation to investments

URL/Attachment

URL

URL https://www.cogefi.fr/files/upload/file/Informations_r%C3%A8glementaires/POLITIQUE_CRITERES_ESG_2018.pdf

Attachment

Your investment objectives that take ESG factors/real economy influence into account

Governance structure of organisational ESG responsibilities

ESG incorporation approaches

URL/Attachment

URL

Attachment

File Attachment

Active ownership approaches

Reporting

Climate change

We do not publicly disclose any investment policy components

02.3. Additional information [Optional].

SG 03. Conflicts of interest

03.1. Indicate if your organisation has a policy on managing potential conflicts of interest in the investment process.

Yes

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

If any conflicts of interest arise, they will be managed in the interest of the customer (thus, in an equitable manner and by providing him with complete and adapted information).

Cogefi takes all reasonable measures to prevent situations of conflict of interest by putting in place procedures for the detection, management and limitation of their impact in the interest of the company's customers.

Cogefi has identified situations likely to reveal conflicts of interest taking in account its size, organization, nature, importance and complexity of its activity.

Link n°1 : https://www.cogefi.fr/files/upload/file/Informations_r%C3%A8glementaires/Politique_de_gestion_des_conflits_d_interets_de_COGEFI_GESTION_2018.pdf

Link n°2 : https://www.cogefi.fr/files/upload/file/Informations_r%C3%A8glementaires/Politique_de_prevention_et_de_gestion_des_conflits_d_interets_et_liste_des_sous-conservateurs_de_COGEFI.pdf

03.3. Additional information. [Optional]

SG 04. Identifying incidents occurring within portfolios (Private)

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