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Carnot Capital AG

PRI reporting framework 2020

You are in Strategy and Governance » Investment policy


SG 01. RI policy and coverage


01.1. 責任投資アプローチをカバーする投資ポリシーを策定しているかどうかを明示してください。

01.2. ポリシーの構成要素/種類と対象範囲を示してください。


01.3. 投資ポリシーが以下のどの項目をカバーしているか明示して下さい:

その他の説明 (1) Impact Investing

01.4. 組織の投資原則および全体の投資戦略、受託者義務(または同等のもの)の解釈、ならびに、ESGファクターおよび実体経済の影響をどのように考慮に入れているかについて説明してください。

Carnot Impact Investing addresses the consumption reduction of natural resources. The focus is on products, technologies and services that conserve natural resources or make more efficient use of them as production factors. Concrete fields of application are the topics of energy and natural resources, which in turn are divided into the four elements fire, water, earth and air.

In-depth financial analysis evaluates the return potential and ensures that financial return is a priority. Positive investment returns and positive societal impacts (ESG, sustainability) are compatible.

In addition to a value approach with proven financial analysis, as a supervised "Independent Asset Manager of Collective Investment Schemes" and a specialist in equities an active strategy is used. The value approach based on financial ratios is combined with a sustainability analysis (ESG filter) and extended to become a "blended approach" of an active investor.

The sustainability analysis does not only comprise a negative screening (exclusion lists) but also uses a positive screening (ESG Rating) which is qualitatively deepened several times. Furthermore, external effects are included in the qualitative and quantitative reporting by means of SDG mappings to show and mesure the positive Impact on the SDGs.

01.5. 責任投資アプローチをカバーする組織の投資ポリシーの重要な構成要素、バリエーション、例外事項を簡潔に説明してください。[任意]

01.6. 補足情報 [任意]


SG 01 CC. Climate risk (Private)

SG 02. Publicly available RI policy or guidance documents


02.1. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。


02.2. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。







02.3. 補足情報 [任意]

SG 03. Conflicts of interest

03.1. 組織として、投資プロセスにおける潜在的な利益相反を管理するポリシーを策定しているかどうかについて明示して下さい。

03.2. 投資プロセスにおける潜在的な利益相反を管理するポリシーについて説明してください。

An internal directive on the rules of conduct for asset management (including fiduciary and due diligence obligations of SFAMA) regulates employee transactions. This instruction applies to all employees and directors of Carnot Capital. Monitoring is the responsibility of the compliance officer.

The most important rules in brief: Insider transactions, front and parallel running and own transactions with collective investment schemes are prohibited. Compliance defines the companies concerned and maintains a "watch list".

03.3. 補足情報 [任意]

SG 04. Identifying incidents occurring within portfolios (Private)