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Nexxus

PRI reporting framework 2020

You are in Direct - Fixed Income » ESG incorporation in actively managed fixed income » (A) Implementation: Screening

A) 実施:スクリーニング

FI 04. Types of screening applied

04.1. 実施するスクリーニングの種類を記載してください。

当てはまる項目を全てを選択してください
社債(非金融)
ネガティブ/ 排他的スクリーニング
ポジティブ/業界最高のスクリーニング
基準に基づくスクリーニング

04.2. 組織内でアクティブ運用している債券に適用するスクリーニングのアプローチを記載してください。

During the pre-financing phase we apply a negative screening to potential borrowers prior to analize a financing transaction and we rule out financing companies that participate in sectors or activities that are contrary to our principles (and our investors') and involve high reputational risk.

04.3. 補足情報 [任意]

We rule out financing companies that participate in any of the following businesses or activities:

  • Illegal economic activities: production, marketing or other activity, which is illegal under the laws or regulations of the jurisdiction of origin;
  • Tobacco and distilled alcoholic beverages - the production and trade of tobacco and distilled alcoholic beverages and related products;
  • Production and trade of weapons and ammunition: the financing of the production and trade of weapons and ammunition of any kind, including chemical weapons and the mining, processing and/or sale of uranium for weapons purposes
  • Casinos: the financing of casinos and equivalent undertakings.
  • Restrictions in the information technology sector: research, development or technical applications related to electronic data programs or solutions specifically aimed at internet gambling and online casinos.
  • Life sciences sector: where support is given to the funding of research, development or technical applications related to; (i) human cloning for research or therapeutic purposes; or (ii) genetically modified organisms (GMOs)
  • Dams that do not comply with the World Commission on Dams (WCD Framework).
  • Mining or trade in rough diamonds not certified by the Kimberley Process.
  • Artisanal mining (mining using rustic tools usually unregulated).
  • Manufacture, storage and transport of Persistent Organic Pollutants (as defined in the Stockholm Convention) and of certain hazardous industrial chemicals and pesticides (as defined in the Rotterdam Convention).
  • Nuclear energy-related activities that do not meet the standards outlined by the International Atomic Energy Agency.
  • Illegal logging and subsequent marketing of timber and related forest products.
  • Energy sector activities or projects within or adjacent to UNESCO World Heritage sites.

 


FI 05. Examples of ESG factors in screening process

05.1. スクリーニング条件に含まれているESG要因の例を挙げてください。

種類

ESG要因

スクリーニング

スクリーニングの説明

During the pre-financing phase we apply a negative screening to potential borrowers prior to analyse a financing transaction and we rule out financing companies that participate in sectors or activities that are contrary to our principles (and our investors') and involve high reputational risk.

As a result, we do not have companies in the portfolio that participate in any of the following businesses or activities:

  • Illegal economic activities: production, marketing or other activity, which is illegal under the laws or regulations of the jurisdiction of origin;
  • Tobacco and distilled alcoholic beverages - the production and trade of tobacco and distilled alcoholic beverages and related products;
  • Production and trade of weapons and ammunition: the financing of the production and trade of weapons and ammunition of any kind, including chemical weapons and the mining, processing and/or sale of uranium for weapons purposes
  • Casinos: the financing of casinos and equivalent undertakings.
  • Restrictions in the information technology sector: research, development or technical applications related to electronic data programs or solutions specifically aimed at internet gambling and online casinos.
  • Life sciences sector: where support is given to the funding of research, development or technical applications related to; (i) human cloning for research or therapeutic purposes; or (ii) genetically modified organisms (GMOs)
  • Dams that do not comply with the World Commission on Dams (WCD Framework).
  • Mining or trade in rough diamonds not certified by the Kimberley Process.
  • Artisanal mining (mining using rustic tools usually unregulated).
  • Manufacture, storage and transport of Persistent Organic Pollutants (as defined in the Stockholm Convention) and of certain hazardous industrial chemicals and pesticides (as defined in the Rotterdam Convention).
  • Nuclear energy-related activities that do not meet the standards outlined by the International Atomic Energy Agency.
  • Illegal logging and subsequent marketing of timber and related forest products.
  • Energy sector activities or projects within or adjacent to UNESCO World Heritage sites.

 

05.2. 補足情報 [任意]


FI 06. Screening - ensuring criteria are met

06.1. 債券投資においてファンドスクリーニングの基準に違反がないことを確認するために組織が使用しているシステムを記載してください。

スクリーニングの種類
ネガティブ/排他的スクリーニング​

06.2. 補足情報 [任意]

As responsible investors in our day-to-day, we integrate ESG factors in each of the phases of our financing process and emphasize two phases:

- perform an ESG Due Diligence to ensure that the Borrower meets our screening criteria and

- undertake a yearly Portfolio Review based on the ESG information provided by the Borrower to ascertain that it continues to meet our screening criteria throughout the life of the mezzanine loan.


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