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PRI reporting framework 2020

You are in Direct - Listed Equity Incorporation » ESG incorporation in actively managed listed equities » Implementation processes » (A) Implementation: Screening

A) 実施:スクリーニング

LEI 04. Types of screening applied

04.1. 組織内でアクティブ運用している上場株式に適用するスクリーニングの種類を記載し、説明してください。




Capital Export views the following behaviors as unethical and therefore disqualifying: (i) criminal and/or dehumanizing activities; (ii) the commodification of humans and their bodies; (iii) genetic manipulation of the human body for non-therapeutic purposes.

And particularly in the financial field: (i) purely venal speculation and an exclusive focus on short-term profits; (ii) excessive reliance on debt; (iii) investment periods and performance objectives that are disconnected from social, ecological, and economic realities; (iv) disproportionate remuneration as compared to salaries in the real economy; (v) excessively complex legal and financial arrangements; (vi) the use of shell companies and legal mechanisms to avoid the responsibilities inherent in economic and financial activities; (vii) a failure to notify Capital Export of behaviors that are incompatible with the ethical principles and objectives described above.

We have extra attention for GAFI-listed countries.

04.2. スクリーニング基準が変更された場合に顧客や受益者に通知する方法について説明してください。


LEI 05. Processes to ensure screening is based on robust analysis

05.1. スクリーニングが徹底した分析に基づいていることを確実にするために、組織が使用しているプロセスを選択してください。

05.2. ESGスクリーニング戦略の一環で包括的なESG調査の対象となるアクティブ上場株式ポートフォリオの割合を示してください。

05.5. 補足情報 [任意]

LEI 06. Processes to ensure fund criteria are not breached (Not Completed)