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Oquendo Capital

PRI reporting framework 2020

You are in Strategy and Governance » Investment policy


SG 01. RI policy and coverage


01.1. 責任投資アプローチをカバーする投資ポリシーを策定しているかどうかを明示してください。

01.2. ポリシーの構成要素/種類と対象範囲を示してください。

          Commitment to ESG

01.3. 投資ポリシーが以下のどの項目をカバーしているか明示して下さい:

01.4. 組織の投資原則および全体の投資戦略、受託者義務(または同等のもの)の解釈、ならびに、ESGファクターおよび実体経済の影響をどのように考慮に入れているかについて説明してください。

Oquendo provides flexible capital to low-mid market businesses in Spain and Portugal through a combination of debt and non-control equity instruments, Oquendo supports acquisitions, growth and shareholder reorganization.

In the asset allocation process, Oquendo operates an "exclusions and concerns" dynamic filter. The investment committee has established some exclusion criteria preventing the portfolio to be exposed to certain activities that are not aligned with Oquendo's Responsible Investment Policy. For other specific activities and industries,  Oquendo will carry out a more meticulous due diligence and close monitoring.

During the investment selection stage, Oquendo carries out a broad, all-encompassing materiality assessment. This materiality assessment aims to appraise a potential investment's performance in a series of ESG criteria, in order to thus evaluate what ESG risks the investment poses.

At the execution stage of the investment process, Oquendo carries out exhaustive due diligence involving the recollection and analysis of both financial and ESG data relating to the investment.

During the holding period, Oquendo's strategy is based on the triple action of systematically assessing ESG performance, engaging with its investees and managing eventual controversies.

Oquendo carries out a yearly ESG Portfolio Review in order to collect up-to-date information on ESG risks and its investees' performance.

01.5. 責任投資アプローチをカバーする組織の投資ポリシーの重要な構成要素、バリエーション、例外事項を簡潔に説明してください。[任意]

Oquendo is committed to the continuous improvement of its portfolio ESG performance. In this regard Oquendo is developing a scoring system of its portfolio, that will allow to compare the ESG performance of the portfolio companies, and help to establish targets for improvement and identify best practices.

Oquendo has also planned a continuous training program on ESG aspects for all the staff (directors and managers). That goes form attendance to specific seminars and conferences to a direct contact with an ESG advisor that has been hired to give support to Oquendo team in terms of ESG.

01.6. 補足情報 [任意]


SG 01 CC. Climate risk (Private)

SG 02. Publicly available RI policy or guidance documents


02.1. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。






02.2. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。







02.3. 補足情報 [任意]

SG 03. Conflicts of interest

03.1. 組織として、投資プロセスにおける潜在的な利益相反を管理するポリシーを策定しているかどうかについて明示して下さい。

03.2. 投資プロセスにおける潜在的な利益相反を管理するポリシーについて説明してください。

Oquendo has a centralised compliance function which is tasked with identifying, managing and disclosing to investors, with the assistance of Investor Relations, conflicts of interest in accordance with its own internal policies and practices, the AIFM Directive as well as the Fund documentation in order to prevent actual or potential conflicts of interest adversely affecting the interests of the Fund and its investors. Any actual or potential conflicts of interests are disclosed to the respective Funds' LPAC.

03.3. 補足情報 [任意]

SG 04. Identifying incidents occurring within portfolios (Private)