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Oquendo Capital

PRI reporting framework 2020

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage

New selection options have been added to this indicator. Please review your prefilled responses carefully.

01.1. Indicate if you have an investment policy that covers your responsible investment approach.

01.2. Indicate the components/types and coverage of your policy.

Select all that apply

Policy components/types

Coverage by AUM

          Commitment to ESG
        

01.3. Indicate if the investment policy covers any of the following

01.4. Describe your organisation’s investment principles and overall investment strategy, interpretation of fiduciary (or equivalent) duties,and how they consider ESG factors and real economy impact.

Oquendo provides flexible capital to low-mid market businesses in Spain and Portugal through a combination of debt and non-control equity instruments, Oquendo supports acquisitions, growth and shareholder reorganization.

In the asset allocation process, Oquendo operates an "exclusions and concerns" dynamic filter. The investment committee has established some exclusion criteria preventing the portfolio to be exposed to certain activities that are not aligned with Oquendo's Responsible Investment Policy. For other specific activities and industries,  Oquendo will carry out a more meticulous due diligence and close monitoring.

During the investment selection stage, Oquendo carries out a broad, all-encompassing materiality assessment. This materiality assessment aims to appraise a potential investment's performance in a series of ESG criteria, in order to thus evaluate what ESG risks the investment poses.

At the execution stage of the investment process, Oquendo carries out exhaustive due diligence involving the recollection and analysis of both financial and ESG data relating to the investment.

During the holding period, Oquendo's strategy is based on the triple action of systematically assessing ESG performance, engaging with its investees and managing eventual controversies.

Oquendo carries out a yearly ESG Portfolio Review in order to collect up-to-date information on ESG risks and its investees' performance.

01.5. Provide a brief description of the key elements, any variations or exceptions to your investment policy that covers your responsible investment approach. [Optional]

Oquendo is committed to the continuous improvement of its portfolio ESG performance. In this regard Oquendo is developing a scoring system of its portfolio, that will allow to compare the ESG performance of the portfolio companies, and help to establish targets for improvement and identify best practices.

Oquendo has also planned a continuous training program on ESG aspects for all the staff (directors and managers). That goes form attendance to specific seminars and conferences to a direct contact with an ESG advisor that has been hired to give support to Oquendo team in terms of ESG.

01.6. Additional information [Optional].

          
        

SG 01 CC. Climate risk (Private)


SG 02. Publicly available RI policy or guidance documents

 

02.1. Indicate which of your investment policy documents (if any) are publicly available. Provide a URL and an attachment of the document.

URL/Attachment

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02.2. Indicate if any of your investment policy components are publicly available. Provide URL and an attachment of the document.

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02.3. Additional information [Optional].


SG 03. Conflicts of interest

03.1. Indicate if your organisation has a policy on managing potential conflicts of interest in the investment process.

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

Oquendo has a centralised compliance function which is tasked with identifying, managing and disclosing to investors, with the assistance of Investor Relations, conflicts of interest in accordance with its own internal policies and practices, the AIFM Directive as well as the Fund documentation in order to prevent actual or potential conflicts of interest adversely affecting the interests of the Fund and its investors. Any actual or potential conflicts of interests are disclosed to the respective Funds' LPAC.

03.3. Additional information. [Optional]


SG 04. Identifying incidents occurring within portfolios (Private)


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