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Smith & Williamson Investment Management LLP

PRI reporting framework 2020

You are in Direct - Listed Equity Incorporation » ESG incorporation in actively managed listed equities



LEI 01. Percentage of each incorporation strategy

01.1. 以下を記載してください。(1)組織でのアクティブ運用上場株式にどのESG組み入れ戦略や組み合わせを使用しているか(2)アクティブ運用している上場株式の戦略または戦略の組み合わせ別内訳

ESG組み入れ戦略 (当てはまるものをすべてお選びください)
アクティブ運用される上場株式に戦略が適用される割合 (推定 +/- 5%)
100 %
アクティブ運用している上場株式の合計 100%

01.2. 組織が実施しているESG組み入れアプローチ、および、特定のESG組み入れ戦略を選択している場合はその理由を説明してください。

As a bespoke service, we are unable to introduce ESG specific objectives in our portfolios unless requested by the client. However, this does not prevent us from integrating ESG factors into our usual fundamental investment analysis and monitoring ESG risks. We are long term fundamentally driven investors, understanding the ESG factors affecting each company is a part of the process of evaluation of the likely future success of each investment we make. We use a major outside screening service to provide ESG data and insights as a starting point.

The Responsible Investment Policy is set by the Corporate Responsibility and Charities Committee (CRCC) which reports directly to the main Board. Oversight of the policy is the responsibility of the Investment Process Committee. Implementation is the responsibility of the Stewardship and Responsible Investment Group (SRIG).

Though our external screening provider, investment analysts and sector specialists have access to ESG ratings and research which is incorporated into investment recommendations. ESG factors are used to help determine the long term prospects of a company. The bespoke nature of our service means that Smith & Williamson will not screen investments or engage in impact investing/thematic investing, unless directed by the client. Where equity investments are made indirectly, through third party funds, investment analysts complete regular due diligence (we are now able to screen most funds for their ESG rating through our screening provider) as part of the collective investment process. This covers fees, risk management, suitability and membership of the UN PRI and/or the UK Stewardship Code as a prerequisite.

01.3. ESG組み入れ戦略の組み合わせを使用して資産を運用している場合、ESG戦略の組み合わせをどのように使用しているかを簡単に説明してください。 [任意]

LEI 02. Type of ESG information used in investment decision (Private)

LEI 03. Information from engagement and/or voting used in investment decision-making (Private)

C) 実施: 統合

LEI 08. Review ESG issues while researching companies/sectors

08.1. E・S・Gの各要因が投資分析の一環として体系的に調査されている、アクティブ運用の上場株式ポートフォリオの割合を記載してください。








08.2. 補足情報 [任意]

LEI 09. Processes to ensure integration is based on robust analysis

09.1. ESG統合が徹底した分析に基づいていることを確実にするために、組織が使用しているプロセスを記載してください。

09.2. 組織の統合戦略の一環で包括的ESG調査の対象になるアクティブ運用上場株式の割合を記載してください。

09.3. ESG統合戦略に使われる第三者のESG評価が更新される頻度を示してください。

09.5. ポートフォリオ・マネージャーがどのようにしてESG情報を保有し、使っているのか説明してください。

09.6. 補足情報 [任意]

LEI 10. Aspects of analysis ESG information is integrated into (Private)