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Hwabao WP Fund Management Co., Ltd

PRI reporting framework 2020

You are in Strategy and Governance » Investment policy


SG 01. RI policy and coverage


01.1. 責任投資アプローチをカバーする投資ポリシーを策定しているかどうかを明示してください。

01.2. ポリシーの構成要素/種類と対象範囲を示してください。


01.3. 投資ポリシーが以下のどの項目をカバーしているか明示して下さい:

01.4. 組織の投資原則および全体の投資戦略、受託者義務(または同等のもの)の解釈、ならびに、ESGファクターおよび実体経済の影響をどのように考慮に入れているかについて説明してください。

Our investment philosophy is to invest in those companies with long term growth and competitive advantage. And we believe that ESG could provide us a more comprehensive dimensions other than the fundamental analysis while we make investment decision. Therefore, in order to implement responsible investment, our fund is dedicated to screen out those companies with good performance on ESG performance. We started with the enviromental factor first and in order to archieve this, we have formed a 'green' screening criteria including the industry's features, the company's main business and so on. This will help us to gather the listed companies' information to construct an ESG database of our own. After that, the portfolio manager could construct portfolio and make any adjustment based on that database. 

01.5. 責任投資アプローチをカバーする組織の投資ポリシーの重要な構成要素、バリエーション、例外事項を簡潔に説明してください。[任意]

01.6. 補足情報 [任意]


SG 01 CC. Climate risk (Private)

SG 02. Publicly available RI policy or guidance documents


02.1. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。

02.2. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。

02.3. 補足情報 [任意]

SG 03. Conflicts of interest

03.1. 組織として、投資プロセスにおける潜在的な利益相反を管理するポリシーを策定しているかどうかについて明示して下さい。

03.2. 投資プロセスにおける潜在的な利益相反を管理するポリシーについて説明してください。

Our company is based on various systems and specifications, supplemented by the audit, to ensure the independence and isolation of the investment management of various assets from different perspectives. In terms of the organizational structure and the post setting, the assets of all managed accounts are kept separately in custodian banks and the mutual fund managers and mandate accounts managers are not allowed to serve each other concurrently. At the same time, our company implements the "centralized trading room" mechanism, and the trading department and investment department belong respectively to the back and front office and independent of each other; all company's departments implement functional isolation and physical isolation. Moreover, we strictly manage and supervise the transaction fairness and conflicts of interest and related transactions by executing relevant systems and processes and regularly evaluating relevant risks. The specific transaction fairness and abnormal transactions control are divided into pre transaction execution part and post independent supervision step.

03.3. 補足情報 [任意]

SG 04. Identifying incidents occurring within portfolios (Private)