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Basalt Infrastructure Partners

PRI reporting framework 2020

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage

New selection options have been added to this indicator. Please review your prefilled responses carefully.

01.1. Indicate if you have an investment policy that covers your responsible investment approach.

01.2. Indicate the components/types and coverage of your policy.

Select all that apply

Policy components/types

Coverage by AUM

01.3. Indicate if the investment policy covers any of the following

01.4. Describe your organisation’s investment principles and overall investment strategy, interpretation of fiduciary (or equivalent) duties,and how they consider ESG factors and real economy impact.

The Advisor seeks to address ESG issues and compliance at each stage of a portfolio investment's life, from pre-acquisition to disposal:

Approval Stage - The Investment Team will consider ESG issues in their due diligence work, engaging environmental consultants when appropriate. The Investment Committee will consider ESG governance in their review of the investment case and identify any further due diligence that they consider necessary.

Ongoing Monitoring - As part of the ongoing asset management and continued monitoring of the performance of the investment, the Investment Team will continue to review the Fund portfolio company's exposure to and management of ESG compliance. As part of its quarterly external reporting exercise and its half-yearly internal review exercise for each portfolio investment, the Advisor will include details of potential ESG risk exposure and mitigation measures.

The Advisor has developed a formal policy which sets out guidelines for ESG within the business and portfolio company.

01.5. Provide a brief description of the key elements, any variations or exceptions to your investment policy that covers your responsible investment approach. [Optional]

01.6. Additional information [Optional].


SG 01 CC. Climate risk (Private)

SG 02. Publicly available RI policy or guidance documents


02.1. Indicate which of your investment policy documents (if any) are publicly available. Provide a URL and an attachment of the document.


02.2. Indicate if any of your investment policy components are publicly available. Provide URL and an attachment of the document.

02.3. Additional information [Optional].

The policy and approach is described in our Private Placement Memorandum (PPM) which is released to investors and potential investors in our Fund.

SG 03. Conflicts of interest

03.1. Indicate if your organisation has a policy on managing potential conflicts of interest in the investment process.

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

Basalt has a policy that requires on going monitoring and disclosure of potential conflicts of interest. Where identified the conflict is recorded with mitigating controls put in place to minimise impact issues. If Basalt is not reasonably confident that mitigating controls will prevent risk of damage to the interests of its clients, Basalt will disclose clearly the nature and source of the conflict to its LPAC and effected parties.

03.3. Additional information. [Optional]

SG 04. Identifying incidents occurring within portfolios (Private)