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Stichting Pensioenfonds Zorg en Welzijn

PRI reporting framework 2020

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You are in Indirect – Manager Selection, Appointment and Monitoring » Monitoring

Monitoring

SAM 05. Monitoring processes (listed equity/fixed income)

05.1. When monitoring managers, indicate which of the following types of responsible investment information your organisation typically reviews and evaluates

ESG objectives linked to investment strategy (with examples)

Evidence on how the ESG incorporation strategy(ies) affected the investment decisions and financial / ESG performance of the portfolio/fund

Compliance with investment restrictions and any controversial investment decisions

ESG portfolio characteristics

How ESG materiality has been evaluated by the manager in the monitored period

Information on any ESG incidents

Metrics on the real economy influence of the investments

PRI Transparency Reports

PRI Assessment Reports

RI-promotion and engagement with the industry to enhance RI implementation

Changes to the oversight and responsibilities of ESG implementation

Other general RI considerations in investment management agreements; specify

None of the above

LE

FI - SSA
FI - Corporate (financial)
FI - Corporate (non-financial)
Private equity
Property
Infrastructure
ESG objectives linked to investment strategy (with examples)
Evidence on how the ESG incorporation strategy(ies) affected the investment decisions and financial / ESG performance of the portfolio/fund
Compliance with investment restrictions and any controversial investment decisions
ESG portfolio characteristics
How ESG materiality has been evaluated by the manager in the monitored period
Information on any ESG incidents
Metrics on the real economy influence of the investments
PRI Transparency Reports
PRI Assessment Reports
RI-promotion and engagement with the industry to enhance RI implementation
Changes to the oversight and responsibilities of ESG implementation
Other general RI considerations in investment management agreements; specify
None of the above

05.2. When monitoring external managers, does your organisation set any of the following to measure compliance/progress

ESG score or assessment

ESG weight

ESG performance minimum threshold

Real world economy targets

Other RI considerations

None of the above

LE

FI - SSA
FI - Corporate (financial)
FI - Corporate (non-financial)
Private equity
Property
Infrastructure
ESG score
ESG weight
ESG performance minimum threshold
Real world economy targets
Other RI considerations
None of the above

If you select any `Other` option(s), specify

Compliance with our policies, e.g. on exclusion
Discuss potential exclusions as suggested by the external manager.

We require our external manager of our developed market alternative equity portfolio to undertake carbon portfolio monitoring.

05.3. Provide additional information relevant to your organisation`s monitoring processes of external managers. [OPTIONAL]

          Private Equity: During the investment period of the fund, PGGM PE actively engages with the GPs to encourage improvement regarding ESG integration. The PE team monitors improvements in the ESG integration at our GPs and incidents present in the portfolio. Fund monitoring meetings, where GP engagement as well as other topics regarding the fund investments are discussed, are held twice a year. Co-investment monitoring meetings are held more frequently at four times per year. Following each meeting, a handful of funds and co-investments in the portfolio are added to an ESG engagement list based on the outcome of our previously described ESG Integration Assessment and the country/sector risks identified in the portfolio. Specific focus is placed on driving improvements, primarily through discussion with the respective GPsProperty: A fund’s ESG performance is primarily monitored by using the GRESB survey. Every year funds       have to fill in an extensive survey that covers all ESG aspects such as: management – measures the fund’s strategy and leadership management, policies and processes, risk management and stakeholder engagement approach. Performance – this measures a fund’s performance, comprising of information collected at both the asset and portfolio level. This component includes information on performance indicators such as GHG emissions, energy consumption, waste and water consumption. Lastly, a fund’s efforts to address ESG issues during the design, construction and renovation of buildings. Besides that, ESG related issues raised throughout the year are handled by the responsible investment managers, as they are in close contact with the fund’s representatives and know what is happening on the ground. 

Regarding Infrastructure: ESG performance of managers is periodically monitored. Part of PGGM’s periodic rating of investment performance and fund manager’s performance  is the review of the ESG performance. Interactions with fund managers on ESG policy, targets and reporting are taking place. In case of any major incidents that we come aware of via fund managers or via third parties, additional interactions are undertaken on an ad-hoc basis.
        

SAM 06. Monitoring on active ownership (listed equity/fixed income) (Not Applicable)


SAM 07. Percentage of (proxy) votes (Not Applicable)


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