Lazard Frères Gestion applies the relevant regulations in formulating its provisions for preventing and managing conflicts of interest and it includes measures at organisation level as well as administrative procedures to address and control operations aimed at preventing the various types of conflict of interest.
Lazard Frères Gestion has put permanent control provisions in place to safeguard procedures to pre-empt conflicts of interest and to detect any conflicts of interest that arise despite the preventative measures, and with a view to resolving them fairly.
Lazard Frères Gestion checks that staff uphold the professional obligations to which the company is subject when carrying out its business and that this business is carried out in full compliance with the relevant regulatory provisions. As such, organisation related measures and procedural guidelines have been put in place to pre-empt the risk of any conflicts of interest situations arising.
The Head of Compliance and Internal Control regularly reviews all situations that could generate conflicts of interest.
The Head of Compliance and Internal Control ensures all relevant information is stored, monitored, and maintained by mapping conflicts of interest.