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Onex Falcon Investment Advisors, LLC

PRI reporting framework 2019

You are in Direct – Private Equity » Fundraising of private equity funds

Fundraising of private equity funds

PE 03. Fund placement documents and RI

03.1. Indicate if your most recent fund placement documents (private placement memorandums (PPM) or similar) refer to responsible investment.

03.2. Indicate how your most recent fund placement documents (PPM or similar) refer to the following responsible investment:

03.3. Describe how your organisation refers to responsible investment in fund placement documents (PPMs or similar). [Optional]

The latest fund offering for Falcon's North American mezzanine strategy makes a brief reference to ESG items:  "Corporate Citizenship. Falcon supports its portfolio companies being good corporate citizens. In this regard, Falcon maintains a Corporate Social Responsibility program and is a signatory to the UN Principles of Responsible Investment. The Firm is also registered with the Securities & Exchange Commission as a registered investment adviser under the Investment Advisors Act of 1940."

PE 04. Formal commitments to RI (Private)