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Metzler Asset Management GmbH

PRI reporting framework 2019

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Investment policy

SG 01. RI policy and coverage

New selection options have been added to this indicator. Please review your prefilled responses carefully.

01.1. Indicate if you have an investment policy that covers your responsible investment approach.

01.2. Indicate the components/types and coverage of your policy.

Select all that apply

Policy components/types

Coverage by AUM

01.3. Indicate if the investment policy covers any of the following

01.4. Describe your organisation’s investment principles and overall investment strategy, interpretation of fiduciary (or equivalent) duties,and how they consider ESG factors and real economy impact.

In the investment process for our equities and corporate bond funds, we not only consider financial
criteria but also how companies integrate ecological, social and governance aspects.
In particular, the aim is to further enhance the risk-return profile of our portfolios.

01.5. Provide a brief description of the key elements, any variations or exceptions to your investment policy that covers your responsible investment approach. [Optional]

01.6. Additional information [Optional].

          
        
I confirm I have read and understood the Accountability tab for SG 01 I confirm I have read and understood the Accountability tab for SG 01

SG 01 CC. Climate risk (Not Applicable)


SG 02. Publicly available RI policy or guidance documents

New selection options have been added to this indicator. Please review your prefilled responses carefully.

02.1. Indicate which of your investment policy documents (if any) are publicly available. Provide a URL and an attachment of the document.

02.2. Indicate if any of your investment policy components are publicly available. Provide URL and an attachment of the document.

02.3. Additional information [Optional].


SG 03. Conflicts of interest

03.1. Indicate if your organisation has a policy on managing potential conflicts of interest in the investment process.

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

Compliance means “acting in accordance with current law“. Strictly speaking, this refers to practices that ensure fairness, solidarity and trust in dealing with clients, banks and employees based on the current laws and guidelines for protecting investors.

We impose high ethical standards on ourselves and our staff to prevent advisory services, order execution or asset management services being influenced by outside interests. We expect careful, honest, lawful and professional conduct at all times, compliance with market standards and, in particular, close attention to the interests of our clients. Our staff are required to comply with these standards and obligations.

We have an independent compliance office which reports directly to the management. lt is responsible for identifying, avoiding and managing conflicts of interest also in the matters concerning the investment process. We will disclose unavoidable conflicts of interest to the client affected before the conclusion of a transaction or before providing advisory services. Further details of the present principles and the handling of conflicts of interest are available on request.

Regarding the investment process, we possess with MIG21 (GX Compliance) an automatic controlling system to check the compliance of legal, contractual and internal restrictions.

03.3. Additional information. [Optional]


SG 04. Identifying incidents occurring within portfolios (Private)


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