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OppenheimerFunds (Delisted) (Delisted)

PRI reporting framework 2019

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Basic information

OO 01. Signatory category and services

01.1. Select the services and funds you offer

Select the services and funds you offer
% of asset under management (AUM) in ranges
Fund management
Fund of funds, manager of managers, sub-advised products
Other
Total 100%

Further options (may be selected in addition to the above)

01.2. Additional information. [Optional]

OFI Global Asset Management* is a global asset manager providing a full range of investment strategies to institutional, high net worth and individual clients, advisors and consultants. Through adherence to client-centric core principles and a spirit of innovation, we have grown from managing a single investment strategy in 1959 to becoming an industry leader today with actively managed investment solutions in equities, fixed income, and alternatives.

 

A Diverse, Global Client Base

Our firm was built on the concept that a sharply focused independent investment team with the scale and resources of a larger financial firm can serve a global client base of institutional and retail investors and their advisors. We believe diversity of thought and open debate encourage creative and innovative investment solutions that can provide our clients with better long-term outcomes. 

 

Comprehensive Products

We manage a broad array of investment strategies across asset classes that span the risk/reward spectrum, market capitalizations and geographic regions. We offer our world-class global, international and U.S. strategies in numerous structures, including mutual funds, separate accounts, commingled funds and undertakings for collective investment in transferable securities (UCITS). 

*As of December 31, 2018, OFI Global Asset Management (OFI Global) consists of OppenheimerFunds, Inc. and certain of its advisory subsidiaries, including OFI Global Institutional, Inc., OFI Global Asset Management, Inc., OFI SteelPath, Inc., OFI Global Trust Company, SNW Asset Management, LLC and OFI Advisors, LLC.

 


OO 02. Headquarters and operational countries

02.1. Select the location of your organisation’s headquarters.

United States

02.2. Indicate the number of countries in which you have offices (including your headquarters).

02.3. Indicate the approximate number of staff in your organisation in full-time equivalents (FTE).

1961 FTE

02.4. Additional information. [Optional]


OO 03. Subsidiaries that are separate PRI signatories

03.1. Indicate whether you have subsidiaries within your organisation that are also PRI signatories in their own right.

03.3. Additional information. [Optional]


OO 04. Reporting year and AUM

04.1. Indicate the year end date for your reporting year.

31/12/2018

04.2. Indicate your total AUM at the end of your reporting year.

Include the AUM of subsidiaries, but exclude advisory/execution only assets, and exclude the assets of your PRI signatory subsidiaries that you have chosen not to report on in OO 03.2
Total AUM
trillions billions millions thousands hundreds
Currency
Assets in USD
trillions billions millions thousands hundreds

04.4. Indicate the total assets at the end of your reporting year subject to an execution and/or advisory approach.

Total AUM
trillions billions millions thousands hundreds
Currency
Assets in USD
trillions billions millions thousands hundreds

04.5. Additional information. [Optional]


OO 06. How would you like to disclose your asset class mix

06.1. Select how you would like to disclose your asset class mix.

Internally managed (%)
Externally managed (%)

 

Listed equity >50% 64.7 0 0
Fixed income 10-50% 25.32 0 0
Private equity 0 0 0 0
Property <10% 0.42 0 0
Infrastructure 0 0 0 0
Commodities <10% 0.41 0 0
Hedge funds 0 0 0 0
Fund of hedge funds 0 0 0 0
Forestry 0 0 0 0
Farmland 0 0 0 0
Inclusive finance 0 0 0 0
Cash 0 0 0 0
Money market instruments <10% 2.81 0 0
Other (1), specify <10% 6.34 0 0
Other (2), specify 0 0 0 0

'Other (1)' specified

          Other includes all funds in the alternative strategies in addition to the Dynamic Allocation Funds.
        

06.2. Publish asset class mix as per attached image [Optional].

06.3. Indicate whether your organisation has any off-balance sheet assets [Optional].

06.5. Indicate whether your organisation uses fiduciary managers.

06.6. Provide contextual information on your AUM asset class split. [Optional]

Fiduciary managed funds include OFI Carlyle Private Credit Fund and Pictet Asset Management for the Pictet Global Environmental Opportunities Fund.

 


OO 07. Fixed income AUM breakdown (Private)


OO 08. Segregated mandates or pooled funds (Not Applicable)


OO 09. Breakdown of AUM by market

09.1. Indicate the breakdown of your organisation’s AUM by market.

69 Developed Markets
31 Emerging Markets
0 Frontier Markets
0 Other Markets
Total 100% 100%

09.2. Additional information. [Optional]


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