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Wise Equity SGR

PRI reporting framework 2019

You are in Strategy and Governance » Investment policy


SG 01. RI policy and coverage


01.1. 責任投資アプローチをカバーする投資ポリシーを策定しているかどうかを明示してください。

01.2. ポリシーの構成要素/種類と対象範囲を示してください。


01.3. 投資ポリシーが以下のどの項目をカバーしているか明示して下さい:

01.4. 組織の投資原則および全体の投資戦略、受託者義務(または同等のもの)の解釈、ならびに、ESGファクターおよび実体経済の影響をどのように考慮に入れているかについて説明してください。

According to Wise Equity, the sustainable development of the private sector requires a responsible management of the ESG factors. Therefore, Wise Equity sets up objective and implementation guidelines for each ESG factors.

Wise Equity requires that the investment team adopt the ESG Policy in the investment decisions, i.e. take into account the ESG impact of each investment and collect a ESG Risk Rating for each new investment. The investment team has to yearly report on the ESG Policy implementation and Wise Equity will evaluate the investment team also with reference to the ESG Policy implementation.

01.5. 責任投資アプローチをカバーする組織の投資ポリシーの重要な構成要素、バリエーション、例外事項を簡潔に説明してください。[任意]

The ESG Policy is fully part of the general investment policy and the investment team has to yearly report on the ESG Policy implementation. In February 2019 there have been a policy update to better allocate reponsabilities for implementation of the policy and specify standard KPI for reporting purposes.

01.6. 補足情報 [任意]

下記を読み理解しました I confirm I have read and understood the Accountability tab for SG 01

SG 01 CC. Climate risk (Not Applicable)

SG 02. Publicly available RI policy or guidance documents


02.1. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。

02.2. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。

02.3. 補足情報 [任意]

On our website we disclose a summary of our investment approach, we share our ESG approach with our clients

SG 03. Conflicts of interest

03.1. 組織として、投資プロセスにおける潜在的な利益相反を管理するポリシーを策定しているかどうかについて明示して下さい。

03.2. 投資プロセスにおける潜在的な利益相反を管理するポリシーについて説明してください。

In conformity with the EU Directive 2011/61/EU and the Commission Delegated Regulation (EU) No 231/2013 on AIFMs, as well as the Joint Regulation of Bank of Italy and Consob (the Supervisory Authority for the Italian financial market),  we have adopted a Conflicts of Interest Policy as well as a Code of Conduct for our top managers and employees.

Our Policy identifies and maps potential conflicts of interests in the investment process and designs the organizational framework to manage and disclose them. Our Board has established safeguards against conflicts of interest in its governance guidelines and our Advisory Board plays a central role in managing conflicts of interest. The Advisory Board releases opinions on conflicts of interest which are binding for our Board of Directors.

03.3. 補足情報 [任意]

SG 04. Identifying incidents occurring within portfolios

04.1. 組織では、ポートフォリオ対象企業において発生するインシデントの特定と管理を行うプロセスを設定しているかどうか明示して下さい。

04.2. インシデントを管理するプロセスを説明して下さい

Monitoring of incidents is a KPI (starting from 2019) which has to be reported on annual basis. Severel incidents have to be reported promptly to the invested company's Board to take immediate corrective actions, if needed. The GP's Board is promptly informed.