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Afore XXI Banorte

PRI reporting framework 2019

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Basic information

OO 01. Signatory category and services

01.1. Select the type that best describes your organisation or the services you provide.

          Afore XXI Banorte is a Mexican pension fund manager.
        

01.3. Additional information. [Optional]

Afore XXI Banorte has a structure of sixteen Companies Specialized in Retirement Funds (SIEFORES), which aim to offer long-term investments; It has the objetive of offering the best returns throughout the different stages of accumulation of savings. In this way, the resources are invested in the SIEFORE that corresponds to the client's age group (lifecycle funds). The objective of the Private Pension Funds are aligned with the same investment philosophy and believes of Afore XXI Banorte. Most of the Private Pension Funds replicate the same structure of the SIEFORES but in some particular cases we design a taylor made portfolio reflecting the client requirements.

On the other hand, GFNorte have a Asset Manager called "Operadora de Fondos Banorte", which has a product offering structured through different types of investments and strategies within a wide range of financial assets that, together with an Investment Advisor, allow clients to build the portfolio that best suits their particular liquidity, investment horizon and diversification needs.

For this report, the figures of the responses were made under the scope of AUM of Afore XXI Banorte due Operadora de Fondos Banorte is still in the development of the implementation of its methodology.
 


OO 02. Headquarters and operational countries

02.1. Select the location of your organisation’s headquarters.

Mexico

02.2. Indicate the number of countries in which you have offices (including your headquarters).

02.3. Indicate the approximate number of staff in your organisation in full-time equivalents (FTE).

30548 FTE

02.4. Additional information. [Optional]

GFNorte only operates in Mexico.

From the 30,548 FTE reported of the Group, 4,586 are from Afore XXI Banorte and 23,317 from Banorte (Operadora de Fondos is part of Banorte).


OO 03. Subsidiaries that are separate PRI signatories

03.1. Indicate whether you have subsidiaries within your organisation that are also PRI signatories in their own right.

03.3. Additional information. [Optional]

The Group signed PRI in 2017, however, for the only subsidiaries that apply the initiative is for the pension fund manager of Afore XXI Banorte and the asset manager Operadora de Fondos, which is part of Banorte.


OO 04. Reporting year and AUM

04.1. Indicate the year end date for your reporting year.

31/12/2018

04.2. Indicate your total AUM at the end of your reporting year.

Include the AUM of subsidiaries, but exclude advisory/execution only assets, and exclude the assets of your PRI signatory subsidiaries that you have chosen not to report on in OO 03.2
Total AUM
trillions billions millions thousands hundreds
Currency
Assets in USD
trillions billions millions thousands hundreds

04.5. Additional information. [Optional]

Reported AUM´s only includes Afore XXI Banorte.


OO 06. How would you like to disclose your asset class mix

06.1. Select how you would like to disclose your asset class mix.

Internally managed (%)
Externally managed (%)

 

Listed equity <10% 6 <10% 7
Fixed income >50% 71 0 0
Private equity 0 0 0 0
Property 10-50% 10 0 0
Infrastructure 0 0 0 0
Commodities <10% 6 0 0
Hedge funds 0 0 0 0
Fund of hedge funds 0 0 0 0
Forestry 0 0 0 0
Farmland 0 0 0 0
Inclusive finance 0 0 0 0
Cash 0 0 0 0
Money market instruments 0 0 0 0
Other (1), specify 0 0 0 0
Other (2), specify 0 0 0 0

06.2. Publish asset class mix as per attached image [Optional].

06.3. Indicate whether your organisation has any off-balance sheet assets [Optional].

06.5. Indicate whether your organisation uses fiduciary managers.

06.6. Provide contextual information on your AUM asset class split. [Optional]

Figures reported only consider AUM´s of Afore XXI Banorte.

Afore XXI Banorte obey the maximum exposition by asset class established by the Investment Regime defined by the National Commission of the Saving System for the Retirement (CONSAR). Through this regulation CONSAR determines in detail the asset classes which are allowed and forbidden to invest as well as the limits of them.


OO 07. Fixed income AUM breakdown (Private)


OO 08. Segregated mandates or pooled funds (Private)


OO 09. Breakdown of AUM by market

09.1. Indicate the breakdown of your organisation’s AUM by market.

10 Developed Markets
90 Emerging Markets
0 Frontier Markets
0 Other Markets
Total 100% 100%

09.2. Additional information. [Optional]

Figures reported only consider AUM´s of Afore XXI Banorte.


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