This report shows public data only. Is this your organisation? If so, login here to view your full report.

ETHENEA Independent Investors S.A.

PRI reporting framework 2019

You are in Organisational Overview » Basic information

Basic information

OO 01. Signatory category and services

01.1. Select the services and funds you offer

Select the services and funds you offer
% of asset under management (AUM) in ranges
Fund management
Fund of funds, manager of managers, sub-advised products
Other
Total 100%

Further options (may be selected in addition to the above)

01.2. Additional information. [Optional]

ETHENEA Independent Investors S.A. reports on the Assets under Management for the Ethna Funds, the Ethna SICAV and all fund management mandates the company is responsible for.


OO 02. Headquarters and operational countries

02.1. Select the location of your organisation’s headquarters.

Luxembourg

02.2. Indicate the number of countries in which you have offices (including your headquarters).

02.3. Indicate the approximate number of staff in your organisation in full-time equivalents (FTE).

88.88 FTE

02.4. Additional information. [Optional]

The given information concerns ETHENEA Independent Investors S.A. as per 31.12.2018.


OO 03. Subsidiaries that are separate PRI signatories

03.1. Indicate whether you have subsidiaries within your organisation that are also PRI signatories in their own right.

03.3. Additional information. [Optional]


OO 04. Reporting year and AUM

04.1. Indicate the year end date for your reporting year.

31/12/2018

04.2. Indicate your total AUM at the end of your reporting year.

Include the AUM of subsidiaries, but exclude advisory/execution only assets, and exclude the assets of your PRI signatory subsidiaries that you have chosen not to report on in OO 03.2
Total AUM
trillions billions millions thousands hundreds
Currency
Assets in USD
trillions billions millions thousands hundreds

04.4. Indicate the total assets at the end of your reporting year subject to an execution and/or advisory approach.

04.5. Additional information. [Optional]

The AuM indicated in the answer to question 4.2 concerns the Ethna Funds, the Ethna SICAV and all fund management mandates of ETHENEA Independent Investors S.A.


OO 06. How would you like to disclose your asset class mix

06.1. Select how you would like to disclose your asset class mix.

Internally managed (%)
Externally managed (%)

 

Listed equity 10-50% 11.7 0 0
Fixed income >50% 73 0 0
Private equity 0 0 0 0
Property 0 0 0 0
Infrastructure 0 0 0 0
Commodities <10% 0.1 0 0
Hedge funds 0 0 0 0
Fund of hedge funds 0 0 0 0
Forestry 0 0 0 0
Farmland 0 0 0 0
Inclusive finance 0 0 0 0
Cash <10% 7 0 0
Money market instruments <10% 8.2 0 0
Other (1), specify 0 0 0 0
Other (2), specify 0 0 0 0

06.2. Publish asset class mix as per attached image [Optional].

06.3. Indicate whether your organisation has any off-balance sheet assets [Optional].

06.5. Indicate whether your organisation uses fiduciary managers.

06.6. Provide contextual information on your AUM asset class split. [Optional]

We address to the fact that the products in the category "Commodities" are derived products.


OO 07. Fixed income AUM breakdown (Private)


OO 08. Segregated mandates or pooled funds (Not Applicable)


OO 09. Breakdown of AUM by market

09.1. Indicate the breakdown of your organisation’s AUM by market.

92 Developed Markets
3 Emerging Markets
0 Frontier Markets
5 Other Markets
Total 100% 100%

09.2. Additional information. [Optional]

The category "Other Markets" entails the following countries: Iceland, Bermuda, Luxembourg and Supranational.

Because of the missing MSCI classification, we had to put those countries in the "Other Markets" category. However, we would categorize Iceland and Luxembourg, as well as our holdings in "Supranational", as "Developed Markets".


Top