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NN Investment Partners

PRI reporting framework 2019

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投資ポリシー

SG 01. RI policy and coverage

この指標には新しい設問が追加されています。事前に入力されている回答を精査してください。

01.1. 責任投資アプローチをカバーする投資ポリシーを策定しているかどうかを明示してください。

01.2. ポリシーの構成要素/種類と対象範囲を示してください。

当てはまるものをすべて選択してください。
ポリシーの構成要素/種類
AUMの対象範囲
          Stewardship Policy
        

01.3. 投資ポリシーが以下のどの項目をカバーしているか明示して下さい:

Other description (1) Norms - based Responsible Investment criteria
Other description (2) restrictions on controversial behavior and activities

01.4. 組織の投資原則および全体の投資戦略、受託者義務(または同等のもの)の解釈、ならびに、ESGファクターおよび実体経済の影響をどのように考慮に入れているかについて説明してください。

As a large, international asset manager, and being part of a stocklisted international insurance company, Responsible Investment (RI) is an integral and important factor in what we do. In our role as active and responsible investors, we integrate ESG factors into our investment process and it is part of our core investment beliefs.

To us, Responsible Investment is all about transparency and considering the ESG factors to identify the risks and opportunities that can impact long-term investment return. Our investment horizon is long term. Focusing on ESG also ensures that we live up to our values, and demonstrate good corporate citizenship. It helps us better align our core business with the broader expectations of society.

NN IP is committed to investing responsibly and delivering customer-oriented investment solutions. We provide investment management services to a wide range of clients and we seek to invest their assets responsibly and with integrity, with a full understanding of the opportunities and risks involved. We aim to assist our clients in reaching their RI ambitions.

We offer specialised, sustainable investment solutions across all of our asset classes.

01.5. 責任投資アプローチをカバーする組織の投資ポリシーの重要な構成要素、バリエーション、例外事項を簡潔に説明してください。[任意]

Responsible investing is a key investment belief at NN IP. Responsible investing matters and it works. We regard  it as the best way to enhance risk-adjusted returns while contributing to society as a whole. We believe that companies with sustainable business practices and  high standards of corporate governance will become  the success stories of the future.

We engage in direct dialogues with the companies in which we invest, have solid connections with other  institutional investors, and take an active approach in our engagements with international sustainable initiatives  and NGOs. This helps ensure that we put our capital and that of our clients to work in the most sustainable way.  Because it matters. And it works.

Our proximity to our clients plays a vital role in this process and we are often involved in strategic discussions on their responsible investing ambitions. We use an integrated approach to help our clients realise their responsible investing goals.

We are convinced of the benefits of integrating environmental, social and governance (ESG) information into the investment process for our equity, fixed income and multiasset strategies. ESG is relevant because it relates to both corporate competitiveness and the strategic choices companies make. Focusing on ESG factors enables our analysts to unlock potential value by identifying the associated opportunities and/or risks, which fund managers then use as the basis for their investment decisions.

01.6. 補足情報 [任意]

          Over reporting year 2018 we published our Responsible Investing 2018 year report, 
 https://www.nnip.com/en-INT/professional/themes/responsible-investing-report-2018  
(it was published simultaneously with the integrated annual report of NN Group)
        
下記を読み理解しました I confirm I have read and understood the Accountability tab for SG 01

SG 01 CC. Climate risk (Not Applicable)


SG 02. Publicly available RI policy or guidance documents

この指標には新しい設問が追加されています。事前に入力されている回答を精査してください。

02.1. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。

URL/添付ファイル

URL/添付ファイル

URL/添付ファイル

URL/添付ファイル

URL/添付ファイル

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その他(具体的に記載してください)(1)

          NN IP Responsible Investment 2018 report
        

URL/添付ファイル

添付ファイル


02.2. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。

URL/添付ファイル

URL/添付ファイル

URL/添付ファイル

URL/添付ファイル

URL/添付ファイル

Other description (1) Voting

URL/添付ファイル

02.3. 補足情報 [任意]

On all of the above topics, our NN IP Responsible Investment 2019 report describes our activites and progress in 2018.

 

In additon on the above mentioned policies 

NN IP adheres to NN Groups RI Framework policy which is the overarching policy regarding responsible investing and was renewed in 2018

file:///C:/Users/UP18HN/AppData/Local/Packages/Microsoft.MicrosoftEdge_8wekyb3d8bbwe/TempState/Downloads/Responsible_Investment_Framework_policy_2018%20(1).pdf/Responsible_Investment_Framework_policy_2018%20(1).pdf  

 

NN IP publishes regularly insight reports, sharing NN IP's view on ESG matters.  https://www.nnip.com/en-INT/professional/insights

 

Next to the formalised guidelines on social factors, NN Group has formalised guidelines on human rights:

 https://www.nn-group.com/nn-group/file?uuid=5273ebea-d249-491b-927d-9a4d4cae181e&owner=c5df72fd-8a65-4f75-956d-5e37307aa50c&contentid=1176

And also on our environmental policy a supporting document has been published:

see https://www.nn-group.com/nn-group/file?uuid=f707d07b-5b3a-41cd-9dd5-5bb2373b1b2f&owner=c5df72fd-8a65-4f75-956d-5e37307aa50c&contentid=1651

 

Besides the Global voting policy (as indicated above), NN IP has two voting policies.

A voting policy dedicated for voting on behalf of the clients,

and a voting policy dedicated for the proprietary investments.

https://www.nnip.com/en-INT/professional/about/policies-and-governance

- Voting Policy Clients

https://assets.ctfassets.net/y4nxuejkhx03/2sg9GucDBCOUWIC2gUkI2S/88befc23b5aec7c4616489cd9831eef1/About-us_Voting-Policy-Client-Assets_en.pdf 

- Voting Policy Proprietary Investments

https://assets.ctfassets.net/y4nxuejkhx03/mLREBmxMZ2ayEU6USGwIW/0bc1546500b91a2b2cbc7a93e6b20834/About-us_Voting-Policy-Proprietary-Investments_en.pdf  

 


SG 03. Conflicts of interest

03.1. 組織として、投資プロセスにおける潜在的な利益相反を管理するポリシーを策定しているかどうかについて明示して下さい。

03.2. 投資プロセスにおける潜在的な利益相反を管理するポリシーについて説明してください。

NN IP conducts business in a way which is fair, professional and in accordance with the best interests of our clients.

We take all the appropriate steps to identify, prevent and manage conflicts of interest.

Under EU legislation, we are required to maintain and operate effective organisational and administrative arrangements with a view to taking all possible steps to prevent conflicts of interest from adversely affecting the interests of our clients.

We keep and regularly update a record of the kinds of investment activity carried out by or on behalf of us where a conflict of interest entailing a risk of damage to the interests of one or more clients has arisen or, in the case of an ongoing service or activity, may arise.  For each identified conflict, we have measures in place to manage, control and prevent any potential adverse impact on our clients, appropriate to the type of conflict in question.

 

03.3. 補足情報 [任意]

More specifically on managing conflict of interests regarding our proxy voting process:

NN IP manages assets for the account of clients as well as for the account of NN Group's businesses, the proprietary assets. NN IP will cast proxy votes for all assets in a way that best serves the beneficial owner of the client assets. Client assets will only be voted in the exclusive interest of the clients, without taking into consideration the interest of NN Group's businesses. When voting for proprietary assets, NN IP may take into consideration all the different relationships of NN Group's businesses with the investee companies.

NN IP will maintain Chinese Walls between the management of proprietary assets and client assets. For this reason NN IP has set up a proxy voting committee which is tasked with voting on client assets and a separate proxy voting committee responsible for voting on proprietary assets.

As we maintain strict Chinese Walls between the proxy voting committee clients assets and the proxy voting committee proprietary assets, NN IP may cast different votes on a single voting issue. This procedure will prevent any conflicts of interest and allows us to serve the best interest of both our third party clients as well as NN Group businesses

 

 


SG 04. Identifying incidents occurring within portfolios (Private)


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