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NN Investment Partners

PRI reporting framework 2019

Export Public Responses

You are in Direct - Fixed Income » ESG incorporation in actively managed fixed income » (A) Implementation: Screening

A) 実施:スクリーニング

FI 04. Types of screening applied

04.1. 実施するスクリーニングの種類を記載してください。

ネガティブ/ 排他的スクリーニング

04.2. 組織内でアクティブ運用している債券に適用するスクリーニングのアプローチを記載してください。

The basis for NN IP's responsible investment approach is NN Group's Responsible Investment policy framework. NN IP applies the restricted list of NN Group. This includes Countries: Sovereign issuers involved in severe and systematic violations of Human Rights, against which arms embargoes have been issued by the UN Security Council. Based on NN’s exclusion list, NN IP also does not invest in controversial weapons, arms trade entities that are subject to embargoes and tobacco production. NN IP’s RI approach is a reflection of our investment beliefs, the organisation’s values, relevant laws, and internationally recognized standards such as the United Nations Global Compact and OECD Guidelines for Multinational Enterprises (hereafter: OECD Guidelines), based on which minimum requirements have been developed that have to be adhered to in the investment process. NN Group entities comply with all applicable sanction laws and regulations. For our Sustainable corporate bond funds, negative screening is based on controversial behaviour (norms-based screening) as well as exclusion of certain sectors  (gambling, adult entertainment, fur and specialty leather and weapons). NN IP applies positive screening for the Euro Green Bond fund on top of the already restrictive Green Bond Principles criteria.


04.3. 補足情報 [任意]

FI 05. Examples of ESG factors in screening process (Private)

FI 06. Screening - ensuring criteria are met

06.1. 債券投資においてファンドスクリーニングの基準に違反がないことを確認するために組織が使用しているシステムを記載してください。


06.2. 補足情報 [任意]

Information is reviewed on a regular basis, just as changes to the restricted list of companies and countries. The restricted companies and countries fall under NN IP's pre-trade compliance checks, resulting in automatically blocking trades in them. Regular post-trade compliance checks are in place as well. The ESG committee reviews changes to the restricted list on a quarterly basis.

In addition, KPMG audits sustainble fixed income strategies and mandates for the annual report of NN  Group