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GEROA PENTSIOAK E.P.S.V. de EMPLEO

PRI reporting framework 2019

Basic information [OO 01 - 09] Asset class implementation gateway indicators [OO 10 - 12] Peering questions [OO LE 01 - HF 01]

Strategy and Governance

Investment policy [SG 01 - 04] Objectives and strategies [SG 05 - 06] Governance and human resources [SG 07 - 08] Promoting responsible investment [SG 09 - 11] Outsourcing to fiduciary managers and investment consultants [SG 12] ESG issues in asset allocation [SG 13 - 15] Asset class implementation not reported in other modules [SG 16 - 17] Innovation [SG 18] Communication [SG 19]

Direct - Listed Equity Incorporation

Direct - Listed Equity Active Ownership

Overview [LEA 01] Engagement [LEA 02 - 08] Outputs and outcomes [LEA 09 - 11]

Direct - Fixed Income

Direct - Hedge Funds

Confidence building measures

Confidence building measures [CM1 01 - 07]

Export Public Responses

You are in Direct - Listed Equity Active Ownership » (Proxy) voting and shareholder resolutions

（委任状による）議決権行使および株主決議

LEA 12. Typical approach to (proxy) voting decisions

12.1. （委任状による）議決権行使を通常どのように決定しているかを明示して下さい。

アプローチ

独自の調査チームまたは議決権行使チームを使っており、サービスプロバイダーを使用することなく、議決権に関する決定を行っている

以下に基づいて行う

独自の議決権行使ポリシー

顧客による要請またはポリシー

その他（説明してください）

議決権行使に関する提案や議決権行使の意思決定誘導に用いる調査を行うサービスプロバイダーを起用している

貴社に代わって議決権行使に関する決定を行うサービスプロバイダーを起用している、但し、貴社自身が投票決定を検討のうえ、決定する所定のシナリオがある場合を除く。

貴社に代わって議決権行使に関する決定を行うサービスプロバイダーを起用している

12.2. 合意された議決権ポリシーがどのように遵守されているかを概観し、ポリシーの例外が適用された場合（該当する場合）のアプローチの詳細を示してください。

Although the voting policy establishes the general terms to exercise the right to vote in companies in which we invest, it should be mentioned that these criteria are analyzed one by one, heeding the specific characteristics and circumstances of each company, and the long-term interests of interested parties. Therefore, GEROA PENTSIOAK reserves the right to making voting decisions that may be different from those suggested by this guide.

12.3. 補足情報[任意]

A voting policy has been drawn up that covers typical proposals that regularly appear on the "agenda" of different boards of shareholders at companies in which we invest. These policies follow proposals made by:

-ICGN (Global Governance Principles)

-Code of good governance for companies listed in the Spanish Securities & Exchange Commission (CNMV)

-OECD principles of Corporate Governance and G20

LEA 13. Percentage of voting recommendations reviewed (Not Applicable)

LEA 14. Securities lending programme (Private)

LEA 15. Informing companies of the rationale of abstaining/voting against management (Not Completed)

LEA 16. Informing companies of the rationale of abstaining/voting against management (Not Completed)

LEA 17. Percentage of (proxy) votes cast

17.1. 貴社やサービスプロバイダーが（代理）投票の指示を発行するマンデートを有している上場株式について、報告年度中に行った投票の割合を記載してください。

この情報を追跡または収集している

1%単位の投票率

7 %

この投票率の計算基準を明記してください

指示を発行できる投票アイテム件数の合計に占める割合

投票可能であった株主総会の合計数に占める割合

投票可能であった上場企業の保有株式の総額に占める割合

この情報を追跡または収集していない

17.3. 補足情報[任意]

We exercise the right to vote at companies where we have a holding at or above a certain level of stake.

We exercise the vote in 7% of the total equity, excluding funds and ETFs, and we vote the 100% of the General meeting where we were commit to vote according our Voting policy.

LEA 18. Proportion of ballot items that were for/against/abstentions (Not Completed)

LEA 19. Proportion of ballot items that were for/against/abstentions (Not Completed)

LEA 20. Shareholder resolutions (Not Completed)

LEA 21. Examples of (proxy) voting activities (Not Completed)

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