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UBS Asset Management

PRI reporting framework 2019

Export Public Responses

You are in Direct - Listed Equity Active Ownership » Overview

Overview

LEA 01. Description of approach to engagement

New selection options have been added to this indicator. Please review your prefilled responses carefully.

01.1. Indicate whether your organisation has an active ownership policy.

01.3. Indicate what your active engagement policy covers:

General approach to active ownership

Engagement

Voting

01.4. Do you outsource any of your active ownership activities to service providers?

01.6. Additional information [optional]

Our Global Stewardship Policy covers both our engagement and voting approaches.

More detailed information on our voting process and underlying governance and sustainability expectations for companies from a voting perspective is included in our Global Corporate Governance Principles & Voting Policy available at https://www.ubs.com/global/en/asset-management/investment-capabilities/sustainability.html under the “Our approach to Investor Stewardship” section.

More detailed information on our engagement strategy is available in our white paper “Adding value through active engagement” available at https://www.ubs.com/global/en/asset-management/insights/sustainable-and-impact-investing/si-insights/2018/stewardship-for-sustainability.html.


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