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AgIS Capital

PRI reporting framework 2019

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage

New selection options have been added to this indicator. Please review your prefilled responses carefully.

01.1. Indicate if you have an investment policy that covers your responsible investment approach.

01.2. Indicate the components/types and coverage of your policy.

Select all that apply

Policy components/types

Coverage by AUM

01.3. Indicate if the investment policy covers any of the following

01.4. Describe your organisation’s investment principles and overall investment strategy, interpretation of fiduciary (or equivalent) duties,and how they consider ESG factors and real economy impact.

The Firm's investment approach focuses on exploiting inefficiencies and dislocations within the agricultural sector to position our clients to succeed. The Firm's unique perspective and experience allows us to create value where others fail to see or embrace opportunity.

AgIS uses fundamental analysis, which entails a general assessment based upon various factors including sale price, asset value, market structure, and history. AgIS will analyze the financial condition and capabilities of its investments, as well as the investment's markets and position amongst its competitors in order to determine the recommendations made to clients in accordance with their mandates. The primary risk in using fundamental analysis is that while the overall health and position of an investment may be good, market conditions may negatively impact the investment.

 AgIS takes a highly disciplined approach to investing, and in that approach includes assessing investment opportunities and operating or overseeing investments with strong considerations for our Environmental, Societal, and Governance related policies, of which we have specific policies for:

Labor Standards
Water Access, Use and Protection
Air Quality Improvement and Protection
Soil Quality Improvement and Protection
Chemical Use, Impacts and Mitigation
Wildlife Impacts and Protection
Community and Stakeholder Relations and Cooperation

01.5. Provide a brief description of the key elements, any variations or exceptions to your investment policy that covers your responsible investment approach. [Optional]

01.6. Additional information [Optional].

          
        
I confirm I have read and understood the Accountability tab for SG 01 I confirm I have read and understood the Accountability tab for SG 01

SG 01 CC. Climate risk (Private)


SG 02. Publicly available RI policy or guidance documents

New selection options have been added to this indicator. Please review your prefilled responses carefully.

02.1. Indicate which of your investment policy documents (if any) are publicly available. Provide a URL and an attachment of the document.

URL/Attachment

URL/Attachment

URL/Attachment

URL/Attachment

URL/Attachment

URL/Attachment

URL/Attachment

02.2. Indicate if any of your investment policy components are publicly available. Provide URL and an attachment of the document.

URL/Attachment

URL/Attachment

URL/Attachment

02.3. Additional information [Optional].

We just completed an initiative to be more public about our RI efforts with the relaunch of our website, which can be found at agiscapital.com.


SG 03. Conflicts of interest

03.1. Indicate if your organisation has a policy on managing potential conflicts of interest in the investment process.

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

We have a Allocation Queue to help us manage conflicts associated with client deal allocation when transactions may be suitable for multiple clients. We have a Code of Ethics and compliance manual that meets SEC guidelines as a Registered Investment Advisor to guide us during the entire lifecycle of a client's investment - from inception to acquisition to managing to reporting. 

03.3. Additional information. [Optional]


SG 04. Identifying incidents occurring within portfolios (Private)


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