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Sound Shore Management, Inc.

PRI reporting framework 2019

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage (Private)


SG 01 CC. Climate risk (Not Applicable)


SG 02. Publicly available RI policy or guidance documents

New selection options have been added to this indicator. Please review your prefilled responses carefully.

02.1. Indicate which of your investment policy documents (if any) are publicly available. Provide a URL and an attachment of the document.

URL/Attachment

02.2. Indicate if any of your investment policy components are publicly available. Provide URL and an attachment of the document.

02.3. Additional information [Optional].


SG 03. Conflicts of interest

03.1. Indicate if your organisation has a policy on managing potential conflicts of interest in the investment process.

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

As set forth in Sound Shore’s Code of Ethics, employees are required to put client interests ahead of personal interests and avoid any actual or potential conflicts of interest.  Any potential conflict must be discussed with the Sound Shore’s Chief Compliance Officer who is responsible for ensuring that there are no conflict of interest issues and that the activity is deemed to be beneficial to or at least not detrimental to Sound Shore’s clients.  Employees sign annual certifications that they have no undisclosed conflicts of interest.

03.3. Additional information. [Optional]


SG 04. Identifying incidents occurring within portfolios (Private)


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