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AXA Group

PRI reporting framework 2019

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Basic information

OO 01. Signatory category and services

01.1. Select the type that best describes your organisation or the services you provide.

01.3. Additional information. [Optional]


OO 02. Headquarters and operational countries

02.1. Select the location of your organisation’s headquarters.

France

02.2. Indicate the number of countries in which you have offices (including your headquarters).

02.3. Indicate the approximate number of staff in your organisation in full-time equivalents (FTE).

115768 FTE

02.4. Additional information. [Optional]


OO 03. Subsidiaries that are separate PRI signatories

03.1. Indicate whether you have subsidiaries within your organisation that are also PRI signatories in their own right.

03.2. List your subsidiaries that are separate PRI signatories and indicate if you would like to report their RI activities in your organisation’s consolidated report.

Name of PRI signatory subsidiary

(Up to six subsidiaries may be reported)

RI implementation reported here
on a consolidated basis
          AXA Investment Managers
        
          AB
        
          
        
          
        
          
        
          
        

03.3. Additional information. [Optional]

AXA Group assets (€1423bn) consist of General Account assets (€644bn),assets backing contracts with financial risk borne by policyholders (€160bn) and assets managed on behalf of third parties (€630bn) https://group.axa.com/en/investor/annual-and-interim-reports  2018 Annual Report Page 16. This report focusses on practices related General Account assets (€644bn). The Group asset in focus are managed by AXA Group entities. Namely: AXA Investment Managers, AB and other AXA companies as outlined in the relevant sections of this report.. 

Internal Investment Managers:

AXA Investment Managers  (https://www.axa-im.com/) is a global asset management firm based in Paris, France. It has €608bn in assets under management. It is a 100% owned by the AXA Group.

AllianceBernstein L.P. (AB) (https://www.alliancebernstein.com/) is a global asset management firm based in New York , U.S. It has AuM $516bn in assets under management. It is 63% owned by the AXA Group. AXA Group fully consolidates AB.

For the purposes of this reporting AXA IM & AB are "direct - internal" investment managers.

 

AXA Group's responsible investment (RI) activities apply to the insurance group's general account (GA) assets only (covering €644bn). As discussed in this report, the RI activities that relate to the GA assets are overseen by the Group RI Committee (RIC) and covered by the Group RI policy.

Life Insurance Separate Account assets (covering €160bn) are managed by AXA IM, AB and Architas, another AXA company (https://www.architas.com/), and are subject to RI policies of those entities that are in aligment with overall AXA Group policies and objectives.

As such and at large, the responses provided in this report refer to AXA Group activities at the strategic / overall policy level (OO, SG) and activities carried out by AXA IM and AB in their respective categories (LEI, LEA, FI, PR) and assets managed.

Third party assets in asset management activities owned by the AXA Group (covering €630bn) managed by either AXA IM or AB are not included, however those asset are covered by strategies and policies of AXA IM and AB - more information available on respective websites and PRI Transparency reporting of these entities.

 

Notable exceptions:

INF: is an aggregation of information from Ardian (formerly AXA Private Equity, AXA Group retains ownership of 23%) that manages the Group's infrastructure equity portfolio and AXA IM Real Assets that manages the Group's infrastructure debt portfolio.

SAM: covers the Group's Private Equity assets (including the Group's Infrastructure Equity assets), currently managed by Ardian, a third-party investment firm (previously a subsidiary of AXA Group).


OO 04. Reporting year and AUM

04.1. Indicate the year end date for your reporting year.

31/12/2018

04.2. Indicate your total AUM at the end of your reporting year.

Include the AUM of subsidiaries, but exclude advisory/execution only assets, and exclude the assets of your PRI signatory subsidiaries that you have chosen not to report on in OO 03.2
Total AUM
trillions billions millions thousands hundreds
Currency
Assets in USD
trillions billions millions thousands hundreds

04.5. Additional information. [Optional]

AXA Group's total consolidated assets under management (AUM) were €1,424bn as at 31st December 2017

(https://www-axa-com.cdn.axa-contento-118412.eu/www-axa-com%2F54c729ca-c611-43ae-b72a-4dec7105da4e_axa-ddr2018-en.pdf page 16).

This includes all funds (both AXA Group and third-party) managed by AXA IM and AB as well as other AXA companies.

As discused above, the scope of AXA Group's this PRI report are the Group's General Account (GA) assets. As at 31st December 2017 AXA Group GA invested assets were €634bn

(https://www-axa-com.cdn.axa-contento-118412.eu/www-axa-com%2F54c729ca-c611-43ae-b72a-4dec7105da4e_axa-ddr2018-en.pdf page 16).

Additional detail on AXA Group's business units, assets under management and financial performance is available in our annual financial results publications, all of which are available at: http://www.axa.com/en/investor/resultsreports/earnings/

 

 


OO 06. How would you like to disclose your asset class mix

06.1. Select how you would like to disclose your asset class mix.

Internally managed (%)
Externally managed (%)

 

Listed equity <10% 3 0 0
Fixed income >50% 82 0 0
Private equity 0 0 <10% 2.4
Property <10% 6 0 0
Infrastructure 0 0 0 0
Commodities 0 0 0 0
Hedge funds <10% 1.6 0 0
Fund of hedge funds 0 0 0 0
Forestry 0 0 0 0
Farmland 0 0 0 0
Inclusive finance 0 0 0 0
Cash <10% 5 0 0
Money market instruments 0 0 0 0
Other (1), specify 0 0 0 0
Other (2), specify 0 0 0 0

06.2. Publish asset class mix as per attached image [Optional].

06.3. Indicate whether your organisation has any off-balance sheet assets [Optional].

Provide an approximate percentage breakdown of your off-balance sheet assets.
Internally managed (%)
 
Externally managed (%)
 
[a] Monetary assets
22.7
[b] Derivatives
77.3
[c] Cash
[d] Trade finance
[e] Other (1), specify
[f] Other (2), specify

06.5. Indicate whether your organisation uses fiduciary managers.

06.6. Provide contextual information on your AUM asset class split. [Optional]


OO 07. Fixed income AUM breakdown (Private)


OO 08. Segregated mandates or pooled funds (Private)


OO 09. Breakdown of AUM by market

09.1. Indicate the breakdown of your organisation’s AUM by market.

97 Developed Markets
3 Emerging Markets
0 Frontier Markets
0 Other Markets
Total 100% 100%

09.2. Additional information. [Optional]


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