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Baker Gilmore & Associates

PRI reporting framework 2018

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage

New selection options have been added to this indicator. Please review your prefilled responses carefully.

01.1. Indicate if you have an investment policy that covers your responsible investment approach.


SG 02. Publicly available RI policy or guidance documents (Not Applicable)


SG 03. Conflicts of interest

03.1. Indicate if your organisation has a policy on managing potential conflicts of interest in the investment process.

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

Baker Gilmore has a number of well-established internal policies and procedures designed to ensure that conflicts of interest will be identified, properly managed and will ensure that we safeguard our clients’ interests whenever possible.

On an annual basis, Personnel are required to sign a Personal Conduct Statement for the previous year. The Personal Conduct Statement is based on the CFA Institute Professional Conduct Statement which outlines the compliance with the CFA institute Code of Ethics, Standards of Professional Conduct and Rules of procedures of Professional Conduct.

03.3. Additional information. [Optional]


SG 04. Identifying incidents occurring within portfolios (Not Completed)


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