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FOCUS ASSET MANAGERS

PRI reporting framework 2018

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage

New selection options have been added to this indicator. Please review your prefilled responses carefully.

01.1. Indicate if you have an investment policy that covers your responsible investment approach.


SG 02. Publicly available RI policy or guidance documents (Not Applicable)


SG 03. Conflicts of interest

03.1. Indicate if your organisation has a policy on managing potential conflicts of interest in the investment process.

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

Focus AM has identified a number of potential situations that could lead to a conflict of interest:

- the granting of acceptance of gifts or benefits

- the variable income of employees

- the existence of privileged connections

- the simultaneous exercise of functions with different interests

- the access to privileged information

- the existence of a financial or capitalistic dependence

In order to prevent them, Focus AM has implemented a specific procedure that has to be respected by all employees (code of ethics and operational and compliance procedures). 

 

03.3. Additional information. [Optional]


SG 04. Identifying incidents occurring within portfolios (Private)


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