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Pengana Capital Group

PRI reporting framework 2018

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CM1 01.1. Assurance, verification, or review



01.1. 本年度のPRI Transparency Report を対象に提供いただく報告情報が以下項目にある各プロセスを経たものであるかどうかを明示してください:

CM1 01.2 & 01.8. Assurance of this year's PRI data

01.2. 本年度 のPRI Transparency Report に関する第三者による保証を約束しました。

CM1 01.3 & 01.9. Assurance of last year's PRI data

01.3. 昨年度のPRI Transparency Reportに関しては、第三者による独立した保証を取り付けている

CM1 01.4, 10-12. Other confidence building measures

01.4. PRI Transparency Reportに含まれているデータに限定せず、信頼性を築くための手段を定めている。:

01.12. どのデータが保証対象となったのかも含め、保有資産に関する、外部の / 第三者によるESG監査のプロセスを説明してください。

プロセスの説明 (どのデータが保証対象となったかについても記載ください)

Pengana engages an independent ESG researcher to conduct an annual review of companies newly introduced to the Fund portfolio since the last review. The basis for the evaluation is the ethical policy as summarised.

The outcome of the review is a report highlighting investments which may not be compliant with the ethical investment policy. The report is considered by the Investment Team and follow-up analysis of possible non-compliant investments may be undertaken.

Pengana has final discretion on whether or not to divest non-compliant investments. Where it is decided to divest, the asset is disposed as soon as practicable, as determined on a case-by-case basis, whilst endeavouring to realise the best price it reasonably can, taking into account liquidity and other market forces.

On occasion Pengana may choose to engage with an investee company rather than divest as a better way to effect change.

CM1 01.5. External assurance (Not Applicable)

CM1 01.6. Assurance or internal audit (Not Applicable)

CM1 01.7. Internal verification

01.7. 選択されたデータが内部で検証されている



01.13. 補足情報 [任意]