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de Pury Pictet Turrettini & Cie

PRI reporting framework 2018

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Investment policy

SG 01. RI policy and coverage

New selection options have been added to this indicator. Please review your prefilled responses carefully.

01.1. Indicate if you have an investment policy that covers your responsible investment approach.

01.2. Indicate the components/types and coverage of your policy.

Select all that apply

Policy components/types

Coverage by AUM

01.3. Indicate if the investment policy covers any of the following

01.4. Describe your organisation’s investment principles and overall investment strategy, and how they consider ESG factors and real economy impact.

For ten years now we have been demonstrating that active management can be reinvented to reconcile profitability with responsibility. Active portfolio management, based on thorough fundamental analysis including direct engagement, is the keystone of the Buy & Care investment strategy.

The strategy, developed by PPT, has now matured to a point where it may be useful to restate its three founding principles. They have proved particularly reliable in the long term and through changing financial and economic cycles.

1.          We do not invest in a stock but in a company. Every effort will be made to visit the companies and increase our understanding of their business model and their senior managements’ ability to ensure its longevity.

2.          The main aim is to create added value for our investors in the medium and long term. We are proud to have advanced active management as a whole, particularly by working with a longer time horizon that requires strict discipline in the fundamental analysis.

3.          We build concentrated portfolios. Our deep analysis strengthens our convictions and reduces portfolio turnover and transaction fees, while also enabling us to deviate from the benchmarks.

01.5. Provide a brief description of the key elements, any variations or exceptions to your investment policy that covers your responsible investment approach. [Optional]


SG 02. Publicly available RI policy or guidance documents

New selection options have been added to this indicator. Please review your prefilled responses carefully.

02.1. Indicate which of your investment policy documents (if any) are publicly available. Provide a URL and an attachment of the document.

URL/Attachment

URL/Attachment

URL/Attachment

URL/Attachment

02.2. Indicate if any of your investment policy components are publicly available. Provide URL and an attachment of the document.

URL/Attachment

URL/Attachment

URL/Attachment

URL/Attachment

URL/Attachment

URL/Attachment

URL/Attachment

02.3. Indicate if your organisation’s investment principles, and overall investment strategy is publicly available

02.4. Additional information [Optional].


SG 03. Conflicts of interest

03.1. Indicate if your organisation has a policy on managing potential conflicts of interest in the investment process.

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

Internal guidelines regarding trading execution - procedure relative to discretionary mandates and funds. In particular, the procedure concerns the avoidance of conflict of interests, which could be raised in the context of an investment activity, such as fair allocation of IPOs, best trade execution etc. The scope is to guarantee client impartiality and to avoid favoring our own interests or interests of others in the detriment of the clients’. The application of these principles is verified on a random basis during the transaction and portfolio reviews.

Other principles of ethics present in the Swiss legislation have to be respected by PPT’s employees at large. Besides the avoidance of insider trading, another illustration relates to the prevention of front running.

Finally, we would like to conclude on this important topic that integrity and transparency are very much part of our company’s culture. Our objectives as client’ advisors must be in line with those of the recommendations carried out in the exclusive interest of our clients.

03.3. Additional information. [Optional]


SG 04. Identifying incidents occurring within portfolios (Private)


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