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de Pury Pictet Turrettini & Cie

PRI reporting framework 2018

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You are in Direct - Listed Equity Incorporation » ESG incorporation in actively managed listed equities » Implementation processes

Implementation processes

LEI 01. Percentage of each incorporation strategy

New selection options have been added to this indicator. Please review your prefilled responses carefully.

01.1. Indicate (1) which ESG incorporation strategy and/or combination of strategies you apply to your actively managed listed equities and (2) the breakdown of your actively managed listed equities by strategy or combination of strategies (+/- 5%)

ESG incorporation strategy (select all that apply)

Percentage of active listed equity to which the strategy is applied
4 %
Percentage of active listed equity to which the strategy is applied
96 %
Total actively managed listed equities 100%

01.2. Describe your organisation’s approach to incorporation and the reasons for choosing the particular ESG incorporation strategy/strategies.

We run specific thematic funds (EIC Renewable Energy) or multi-thematics mandates based on aging population, obesity health & wellness, water and energy efficiency).

We have developed a proprietary ESG investment strategy called "Buy & Care".

Please refer to the methodology and results as described within our integrated performance reports:
https://www.ppt.ch/buycare/

Here are some of the key features of the Buy & Care Investment strategy:

  • Impact and ESG Integration through an active engagement strategy

  • Direct involvement of the portfolio managers to the engagement process

  • Limited constraints to portfolio construction

  • Focus on fundamental value drivers
  • Support of engagement process, including feedback information

01.3. If assets are managed using a combination of ESG incorporation strategies, briefly describe how these combinations are used. [Optional]

Convinced that long-term shareholder value creation is sustainable only if it also generates substantial added value for the company’s stakeholders, the “Buy & Care” process aims to integrate and value financial and so called extra-financial information. This process applies to all branded Cadmos Funds.
Shareholder engagement and integration are the main differentiating characteristics of the “Buy and Care” investment strategy versus traditional active portfolio management but also versus traditional “best in class” or Socially Responsible Investments (SRI).
The “Buy & Care” methodology is advocating the idea that a continuous shareholder dialogue on all material issues adds value. By engaging with a company’s management and by exercising our voting rights, we gain insights into a company’s strategy and management to eventually reinforce the portfolio managers’ convictions. Companies make progress by gaining valuable information on perceived risks and competitor behaviour from our Environmental, Social and Governance (ESG) experts.
Cadmos Funds’ “Buy & Care” cyclical and reinforcing process is trying to shape a new era in SRI by reconciling performance and responsibility. It has earned recognition from investors and industry experts alike, illustrated by the 2010 Axylia Award for Innovation in SRI.
 


LEI 02. Type of ESG information used in investment decision (Private)


LEI 03. Information from engagement and/or voting used in investment decision-making (Private)


(A) Implementation: Screening

LEI 04. Types of screening applied

04.1. Indicate and describe the type of screening you apply to your internally managed active listed equities.

Type of screening

Screened by

Description

Mainly tobacco and armament except for client specific criteria

04.2. Describe how the screening criteria are established, how often the criteria are reviewed and how you notify clients and/or beneficiaries when changes are made.

Our portfolios are concentrated and with a limited turnover. We can therfore assess any changes on a continuous basis. We however focus on positive impacts achieved through an active engagement strategy.

We have developed a proprietary ESG investment strategy called "Buy & Care".

Please refer to the methodology and results as described within our integrated performance reports:
https://www.ppt.ch/buycare/


LEI 05. Processes to ensure screening is based on robust analysis

05.1. Indicate which processes your organisation uses to ensure screening is based on robust analysis.

05.2. Indicate the proportion of your actively managed listed equity portfolio that is subject to comprehensive ESG research as part your ESG screening strategy.

05.4. Indicate how frequently you review internal research that builds your ESG screens.

05.5. Additional information. [Optional]

Our portfolios are concentrated and with a limited turnover. We can therfore assess any changes on a continuous basis. We however focus on positive impacts achieved through an active engagement strategy.

We have developed a proprietary ESG investment strategy called "Buy & Care".

Please refer to the methodology and results as described within our integrated performance reports:
https://www.ppt.ch/buycare/


LEI 06. Processes to ensure fund criteria are not breached (Private)


(B) Implementation: Thematic

LEI 07. Types of sustainability thematic funds/mandates

07.1. Indicate the type of sustainability thematic funds or mandates your organisation manages.

07.2. Describe your organisation’s processes relating to sustainability themed funds. [Optional]

Renewable Energy - EIC Renewable Energy Fund

Multi-theme mandates including aging population, health & wellness, energy efficiency and water.


(C) Implementation: Integration of ESG issues

LEI 08. Review ESG issues while researching companies/sectors

08.1. Indicate which ESG factors you systematically research as part of your investment analysis and the proportion of actively managed listed equity portfolios that is impacted by this analysis.

ESG issues

Proportion impacted by analysis
Environmental

Environmental

Social

Social

Corporate Governance

Corporate Governance

08.2. Additional information. [Optional]

We have developed a proprietary ESG investment strategy called "Buy & Care".

Please refer to the methodology and results as described within our integrated performance reports:
https://www.ppt.ch/buycare/


LEI 09. Processes to ensure integration is based on robust analysis (Private)


LEI 10. Aspects of analysis ESG information is integrated into (Private)


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