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Bank of America Global Wealth and Investment Management

PRI reporting framework 2018

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OO 01. Signatory category and services

01.1. 組織が提供しているサービスおよびファンドを選択してください。

          Wealth Management



01.3. 追加情報 [任意]

This submission is being made on behalf of the various business groups within Bank of America Merrill Lynch Global Wealth & Investment Management (GWIM) that provide discretionary investment management services, solutions, products and platforms to serve its clients’ needs (the “Discretionary Investment Management Business”).  The relevant business groups and units are part of Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and the U.S. Trust Division of Bank of America, N.A. (“BANA”).  Both Merrill Lynch and BANA are affiliates of Bank of America Corporation.

Set forth below are descriptions of the business groups that comprise the Discretionary Investment Management Business:

U.S. Trust, a division of Bank of America provides GWIM clients with discretionary portfolios and strategies, customized client investments, thought leadership and investment education for UST advisors and clients, investment solution offerings and platform development and monitoring activities.

Managed Solutions Group, a business unit of Merrill Lynch, providesGWIM clients with discretionary investment management solutions, including financial advisor, firm model and third party discretionary management solutions, fund and separate account strategy selection and monitoring activities, and, through Managed Account Advisors LLC (“MAA”), implementation and screening services in connection with the execution and implementation of investment management strategies

MAA, an indirect wholly-owned subsidiary of Bank of America, provides investment advisory services to clients primarily through managed account programs sponsored by its affiliates, including Merrill Lynch. MAA also provides discretionary advisory services to the Bank in connection with investment services offered by the Bank to its clients.

GWIM Chief Investment Office, which provides GWIM Advisors and clients investment models and portfolio construction solutions for clients, thought leadership and educational materials on market developments and investment strategy, as well as initial and on-going due diligence of investment manager strategies available to GWIM clients.

The Discretionary Investment Management Business is part of GWIM. GWIM provides comprehensive wealth management and advisory services to its retail and private clients, including affluent and high-net-worth clients, trusts and small to medium businesses clients. It also provides retirement and benefit plan services, philanthropic management and asset management to individuals and institutions. Within GWIM, clients have access to a range of investment and wealth management solutions including wealth structuring, investment management, trust and banking needs, offered through approximately 14,953 Merrill Lynch Financial Advisors and Private Wealth Advisors in its Private Banking & Investments Group and through 1,883 advisorsin U.S. Trust.

OO 02. Headquarters and operational countries

02.1. 組織の拠点がある場所を選択してください。

United States

02.2. オフィスが所在している国数を記載してください(本部を含む)。

02.3. 組織が正規雇用しているスタッフのおおよその人数を記載してください。

2177 正規職員

02.4. 補足情報 [任意]

Across the Bank of America’s Global Wealth and Investment Management businesses focused on discretionary investment management described in OO 01.2,  there are 2,117  full-time equivalents as of December 31, 2017.

OO 03. Subsidiaries that are separate PRI signatories

03.1. 組織内に単独でPRI署名者となっている子会社があるかどうかを記載してください。

03.3. 補足情報 [任意]

OO 04. Reporting year and AUM

04.1. 報告年度の最終日を記載してください。


04.2. 報告しないことを選択した子会社を除き、報告年度末のAUM合計を記載してください。

Total AUM
10億 100万
Assets in USD
10億 100万

04.5. 補足情報 [任意]

As discussed in response to question OO 01.3, the assets reported are reflective of our Discretionary Investment Management business.

OO 06. How would you like to disclose your asset class mix


06.1. どのように資産クラス構成を開示したいかについて記載してください。



上場株式 10-50% 21.7 10-50% 40.5
債券 <10% 7.6 10-50% 22.2
プライベートエクイティ 0 0 0 0
不動産 0 0 0 0
インフラ 0 0 0 0
コモディティ 0 0 0 0
ヘッジファンド 0 0 0 0
森林 0 0 0 0
農地 0 0 0 0
包括的な金融 0 0 0 0
現金 <10% 3.2 <10% 2.1
その他(1)(以下に具体的に記入してください) <10% 1.9 <10% 0.8
その他(2)(以下に具体的に記入してください) 0 0 0 0


          This % is reflective of less than 1% in each of the following asset classes: Private Equity, Property, Commodities, Hedge Funds, and Farmland.

06.2. 添付の画像に従って組織の資産クラス構成を公表する

06.3. AUM資産クラス分割について説明する情報を記載してください。 [任意]

OO 07. Fixed income AUM breakdown (Private)

OO 08. Segregated mandates or pooled funds (Private)

OO 09. Breakdown of AUM by market (Private)