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Nicola Wealth Management

PRI reporting framework 2018

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Basic information

OO 01. Signatory category and services

01.1. Select the services and funds you offer

% of assets under management (AUM) in ranges

% of assets under management (AUM) in ranges

Further options for investment managers (may be selected in addition to the above)

01.2. Please describe your hedge fund strategy and classification [OPTIONAL]

Options presented for fund of hedge funds:

01.3. Additional information. [Optional]

We have a dedicated pooled fund - the NWM Alternative Strategies Fund:

NWM Alternative Strategies Fund's primary objective is to generate long-term capital growth by investing in a multi-strategy approach that often differs from traditional asset class investing. The Fund aims to provide unit-holders high risk-adjusted returns with a low correlation to other asset classes.

The fund stresses the importance of diversification, not just across asset classes, but also across hedge fund strategies. Underlying investments are selected based on the manager’s long-term view of the market and how each of the assets complements each other, while cognizant of exposure to certain investment strategies and styles. Investments chosen will display risk and return characteristics not typically seen in traditional asset classes and traditional asset management approaches. The fund may use derivatives for hedging and non-hedging purposes.

 


OO 02. Headquarters and operational countries

02.1. Select the location of your organisation’s headquarters.

Canada

02.2. Indicate the number of countries in which you have offices (including your headquarters).

02.3. Indicate the approximate number of staff in your organisation in full-time equivalents (FTE).

160 FTE

02.4. Additional information. [Optional]


OO 03. Subsidiaries that are separate PRI signatories

03.1. Indicate whether you have subsidiaries within your organisation that are also PRI signatories in their own right.

03.3. Additional information. [Optional]


OO 04. Reporting year and AUM

04.1. Indicate the year end date for your reporting year.

31/12/2017

04.2. Indicate your total AUM at the end of your reporting year, Exclude subsidiaries you have chosen not to report on and any advisory/execution only assets.

Total AUM
trillions billions millions thousands hundreds
Currency
Assets in USD
trillions billions millions thousands hundreds

04.5. Additional information. [Optional]


OO 06. How would you like to disclose your asset class mix

New selection options have been added to this indicator. Please review your prefilled responses carefully.

06.1. Select how you would like to disclose your asset class mix.

Internally managed (%)
Externally managed (%)

 

Listed equity 10-50% 18.87 <10% 8.18
Fixed income 10-50% 14.32 10-50% 17.17
Private equity 0 0 <10% 3.33
Property 10-50% 27.87 <10% 2.32
Infrastructure 0 0 <10% 0.01
Commodities 0 0 <10% 1.16
Hedge funds 0 0 <10% 2.84
Forestry 0 0 0 0
Farmland 0 0 <10% 0.5
Inclusive finance 0 0 0 0
Cash <10% 1.59 <10% 1.83
Other (1), specify 0 0 0 0
Other (2), specify 0 0 0 0

06.2. Publish asset class mix as per attached image [Optional].

06.3. Provide contextual information on your AUM asset class split. [Optional]


OO 07. Fixed income AUM breakdown (Private)


OO 08. Segregated mandates or pooled funds (Private)


OO 09. Breakdown of AUM by market

09.1. Indicate the breakdown of your organisation’s AUM by market.

 

 

Developed Markets

  Emerging, Frontier and Other Markets
Total100%

09.2. Additional information. [Optional]


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