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Rothschild & co Asset Management

PRI reporting framework 2018

Export Public Responses

You are in Direct - Fixed Income » ESG incorporation in actively managed fixed income » (A) Implementation: Screening

(A) Implementation: Screening

FI 04. Types of screening applied

04.1. Indicate the type of screening you conduct.

Select all that apply
Corporate (financial)
Corporate (non-financial)
Negative/exclusionary screening
Positive/best-in-class screening
Norms-based screening

04.2. Describe your approach to screening for internally managed active fixed income

- Mandatory exclusions: Land mines and cluster munitions, checked on a yearly basis

- Discretionary exclusions: Companies that  do not respect principles in the field of human rights, labor, environment and anti-corruption, criteria which are mainly derived from the UN Global Compact's ten principles: update on a quarterly basis

04.3. Additional information. [Optional]

FI 05. Negative screening - overview and rationale

05.1. Indicate why you conduct negative screening.



Corporate (financial)

Corporate (fin)

Corporate (non-financial)

Corporate (non-fin)

05.2. Describe your approach to ESG-based negative screening of issuers from your investable universe.

All our investments in FI follow a screening filter which allows us to guarantee an ethical base to our investments:

(i) normative exclusions of companies whose business is related to cluster bombs and anti-personnel mines, in accordance with the Oslo Treaty and the Ottawa Convention signed by the French Government

and (ii) exclusions based on fundamental principles in accordance with the values we want to respect in our funds

05.3. Additional information. [Optional]

FI 06. Examples of ESG factors in screening process (Not Completed)

FI 07. Screening - ensuring criteria are met

07.1. Indicate which systems your organisation has to ensure that fund screening criteria are not breached in fixed income investments.

Type of screening
Negative/exclusionary screening?
Norms-based screening

07.2. Additional information. [Optional]