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Eaton Vance Corp.

PRI reporting framework 2018

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Basic information

OO 01. Signatory category and services

01.1. Select the services and funds you offer

% of assets under management (AUM) in ranges

% of assets under management (AUM) in ranges

Further options for investment managers (may be selected in addition to the above)

01.3. Additional information. [Optional]

Eaton Vance Corp. ("EVC"), through its investment management affiliates (“Eaton Vance”) is a leading global asset manager whose history dates to 1924. It established its reputation as an investment manager by offering clients a conservative approach to managing money and an uncompromising commitment to integrity and quality. Today, Eaton Vance continues to build on the legacy of investment excellence, distribution strength and product innovation inherited from our predecessors.

On December 30, 2016, Calvert Research and Management ("Calvert", "CRM"), a newly formed Eaton Vance subsidiary,  completed its purchase of substantially all of the business assets of Calvert Investment Management, Inc.

CRM's purchase of the assets of Calvert Investments, Inc. ("CIM") included all technology, know-how, intellectual property and the Calvert Research System and processes. CRM also became the successor investment manager to the registered investment management companies that Calvert Investments, Inc. had been manager of prior to the transaction. In addition, CRM hired the vast majority of the employees that were part of Calvert Investments, Inc.'s sustainability research department. As a result, references related to the activity of Calvert Investments, Inc. prior to the purchase of its assets on December 30, 2016, are deemed herein to be the activity of CRM.

Where applicable, EVC has reported across the entire corporation and in the event that one or more of our subsidiaries has done work on responsible investing, we have incorporated that into our responses. Since Calvert has been a leader in responsible investment for many years and we are a recent PRI signatory, many of our responses across the framework address Calvert's work in this area.

Eaton Vance's decision to make CRM the centerpiece of its expansion into responsible investing places CRM in a strong position to seek competitive long-term performance for clients while seeking to positively impact corporate behavior and society overall.

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OO 02. Headquarters and operational countries

02.1. Select the location of your organisation’s headquarters.

United States

02.2. Indicate the number of countries in which you have offices (including your headquarters).

02.3. Indicate the approximate number of staff in your organisation in full-time equivalents (FTE).

1637 FTE

02.4. Additional information. [Optional]


OO 03. Subsidiaries that are separate PRI signatories

03.1. Indicate whether you have subsidiaries within your organisation that are also PRI signatories in their own right.

03.2. List your subsidiaries that are separate PRI signatories and indicate if you would like to report their RI activities in your organisation’s consolidated report.

Name of PRI signatory subsidiary

(Up to six subsidiaries may be reported)

RI implementation reported here
on a consolidated basis
          Calvert Research and Management
        
          
        
          
        
          
        
          
        
          
        

03.3. Additional information. [Optional]

EVC’s affiliates: Eaton Vance Management, Parametric Portfolio Associates LLC ("Parametric"), and Atlanta Capital Management Company LLC ("Atlanta Capital") are not signatories in their own right. Calvert Research and Management ("CRM" or "Calvert"), an indirect wholly-owned subsidiary of Eaton Vance Corp., purchased the assets of Calvert Investments, Inc. on December 30, 2016.

CRM will be completing its own filing. Calvert Investments, Inc. was a signatory to PRI. Calvert  Investments, Inc. has been an original signatory to PRI since 2006.


OO 04. Reporting year and AUM

04.1. Indicate the year end date for your reporting year.

31/12/2017

04.2. Indicate your total AUM at the end of your reporting year, Exclude subsidiaries you have chosen not to report on and any advisory/execution only assets.

Total AUM
trillions billions millions thousands hundreds
Currency
Assets in USD
trillions billions millions thousands hundreds

04.5. Additional information. [Optional]

Assets above represent Eaton Vance Corp. and its affiliates:

Eaton Vance Management (39% of total AUM)

Calvert Research and Management (3% of total AUM)

Parametric (53% of total AUM)

Atlanta Capital (5% of total AUM)


OO 06. How would you like to disclose your asset class mix

New selection options have been added to this indicator. Please review your prefilled responses carefully.

06.1. Select how you would like to disclose your asset class mix.

Internally managed (%)
Externally managed (%)

 

Listed equity 10-50% 27 0 0
Fixed income 10-50% 26 0 0
Private equity 0 0 0 0
Property 0 0 0 0
Infrastructure 0 0 0 0
Commodities <10% 3 0 0
Hedge funds 0 0 0 0
Forestry 0 0 0 0
Farmland 0 0 0 0
Inclusive finance 0 0 0 0
Cash 0 0 0 0
Other (1), specify 10-50% 24 0 0
Other (2), specify 10-50% 20 0 0

'Other (1)' specified

          Portfolio Implementation
        

'Other (2)' specified

          Exposure management
        

06.2. Publish asset class mix as per attached image [Optional].

06.3. Provide contextual information on your AUM asset class split. [Optional]


OO 07. Fixed income AUM breakdown (Private)


OO 08. Segregated mandates or pooled funds (Not Applicable)


OO 09. Breakdown of AUM by market

09.1. Indicate the breakdown of your organisation’s AUM by market.

 

 

Developed Markets

  Emerging, Frontier and Other Markets
Total100%

09.2. Additional information. [Optional]


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