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Nikko AM Australian Equities

PRI reporting framework 2018

You are in Direct - Listed Equity Incorporation » ESG incorporation in actively managed listed equities » Implementation processes » (A) Implementation: Screening

(A) Implementation: Screening

LEI 04. Types of screening applied

04.1. Indicate and describe the type of screening you apply to your internally managed active listed equities.

Type of screening

Screened by

Description

We only apply screening to one fund, which has a socially responsbile overlay. This screen is applied after the integrated ESG approach is used and alters the portfolio construction.

The rest of the funds do not utilise a sreening mechanism.

04.2. Describe how the screening criteria are established, how often the criteria are reviewed and how you notify clients and/or beneficiaries when changes are made.

The screening for that one fund is determined by the client and implemented by the portfolio manager, based on work done by the company analyst. The client can change the screening criteria.


LEI 05. Processes to ensure screening is based on robust analysis

05.1. Indicate which processes your organisation uses to ensure screening is based on robust analysis.

          The client specifies the screen for the one fund that utilises a screen. The implementation of the screen is done by the company analyst/PM
        

05.2. Indicate the proportion of your actively managed listed equity portfolio that is subject to comprehensive ESG research as part your ESG screening strategy.

05.5. Additional information. [Optional]

Screening is only used for one fund, all funds use a bottom up valuation of issues (integrated approach).


LEI 06. Processes to ensure fund criteria are not breached (Private)


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