This report shows public data only. Is this your organisation? If so, login here to view your full report.

Columbia Management Investment Advisers, LLC

PRI reporting framework 2018

serch-btn
Organisational Overview
Basic information [OO 01 - 09] Asset class implementation gateway indicators [OO 10 - 12] Peering questions [OO LE 01 - INF 03]
Strategy and Governance
Investment policy [SG 01 - 04] Objectives and strategies [SG 05 - 06] Governance and human resources [SG 07 - 08] Promoting responsible investment [SG 09 - 11] Outsourcing to fiduciary managers and investment consultants [SG 12] ESG issues in asset allocation [SG 13 - 15] Asset class implementation not reported in other modules [SG 16 - 17] Innovation [SG 18] Communication [SG 19]
Indirect – Manager Selection, Appointment and Monitoring
Listed Equity and Fixed Income Strategies [SAM 01] Selection [SAM 02 - 03] Outputs and outcomes [SAM 08 - 09]
Direct - Listed Equity Incorporation
ESG incorporation in actively managed listed equities [LEI 01 - 10] Implementation processes [LEI 01 - 10] (A) Implementation: Screening [LEI 04 - 06] (C) Implementation: Integration of ESG issues [LEI 08 - 10] ESG incorporation in passively managed listed equities [LEI 11] Outputs and outcomes [LEI 12 - 14]
Direct - Listed Equity Active Ownership
Engagement [LEA 01 - 14] Overview [LEA 01 - 02] Process [LEA 03 - 10] Process for engagements run internally [LEA 03 - 04] General processes for all three groups of engagers [LEA 09 - 10] Outputs and outcomes [LEA 11 - 14] (Proxy) voting and shareholder resolutions [LEA 15 - 24] Overview [LEA 15] Process [LEA 16 - 20] Outputs and outcomes [LEA 21 - 24]
Direct - Fixed Income
ESG incorporation in actively managed fixed income [FI 01 - 13] Implementation processes [FI 01 - 03] (A) Implementation: Screening [FI 04 - 07] (B) Implementation: Thematic [FI 08 - 10] (C) Implementation: Integration [FI 11 - 13] Fixed income - Engagement [FI 15 - 17] Outputs and outcomes [FI 18 - 19]
Assurance
Assurance [CM1 01.1 - 01.7]
Export Public Responses
Pdf-img

You are in Organisational Overview » Basic information

Basic information

OO 01. Signatory category and services

01.1. Select the services and funds you offer

% of assets under management (AUM) in ranges

Further options for investment managers (may be selected in addition to the above)

01.3. Additional information. [Optional]

Unless stated otherwise, this document will apply to Columbia Threadneedle Investments in the US region only, known as Columbia Management Investment Advisers, LLC, or CMIA. Data provided reflects our holdings as of December 31 2017.

All AUM breakdowns, organizational information and other quantitative information relating to our responsible investment activities throughout this document are subject to uncertainty. This is due to: definitional discrepancies, differences in our internal data and management systems and UN PRI categorizations, and the range of dates covered in the reporting period versus those best captured in our records.

This applies to, for instance: asset class mixes and distinctions within asset classes, emerging and developed market classifications, distinctions between external and internal management and types of ESG integration approaches.

Efforts have been made to capture the best available data, which has been tailored and approximated to meet PRI guidelines using our best efforts.

OO 02. Headquarters and operational countries

02.1. Select the location of your organisation’s headquarters.

United States

02.2. Indicate the number of countries in which you have offices (including your headquarters).

02.3. Indicate the approximate number of staff in your organisation in full-time equivalents (FTE).

1187 FTE

02.4. Additional information. [Optional]

The FTE figure above is as of December 31, 2017.

OO 03. Subsidiaries that are separate PRI signatories

03.1. Indicate whether you have subsidiaries within your organisation that are also PRI signatories in their own right.

03.3. Additional information. [Optional]

While none of our subsidiaries have signed on to the PRI, our affiliate, Threadneedle Asset Management Limited, is a PRI signatory.  We operate together under the name, "Columbia Threadneedle Investments"

Our investment management subsidiaries are Columbia Wanger Asset Management LLC, and Lionstone Partners, Ltd.

OO 04. Reporting year and AUM

04.1. Indicate the year end date for your reporting year.

31/12/2017

04.2. Indicate your total AUM at the end of your reporting year, Exclude subsidiaries you have chosen not to report on and any advisory/execution only assets.

Total AUM
trillions billions millions thousands hundreds
Currency
Assets in USD
trillions billions millions thousands hundreds

04.5. Additional information. [Optional]

AUM refers to Columbia Management Investment Advisers, LLC, assets (i.e. Columbia Threadneedle Investments, US), and does not include our subsidiaries Columbia Wanger Asset Management, LLC, and Lionstone Partners, Ltd.

OO 06. How would you like to disclose your asset class mix

New selection options have been added to this indicator. Please review your prefilled responses carefully.

06.1. Select how you would like to disclose your asset class mix.

Internally managed (%)
Externally managed (%)

 

Listed equity 10-50% 37.8 10-50% 13.9
Fixed income 10-50% 32.8 <10% 6.6
Private equity 0 0 0 0
Property 0 0 0 0
Infrastructure <10% 0.1 0 0
Commodities 0 0 0 0
Hedge funds <10% 0.2 0 0
Forestry 0 0 0 0
Farmland 0 0 0 0
Inclusive finance 0 0 0 0
Cash <10% 1 0 0
Other (1), specify <10% 0.7 <10% 0.6
Other (2), specify <10% 6 <10% 0.3

'Other (1)' specified 

          Alternatives other than Commodities and Hedge funds listed above.

'Other (2)' specified 

          Multi Assets other than Commodities and Hedge funds listed above.

06.2. Publish asset class mix as per attached image [Optional].

06.3. Provide contextual information on your AUM asset class split. [Optional]

Alternatives denotes asset classes that are not included in “Equity” or “Fixed Income”, i.e. Commodities, Property, and Alternative Funds etc.

Multi-assets includes accounts that invest across multiple broad level asset types, such as Equity, Fixed Income and Cash and Cash Equivalents. This includes Fund of Fund products and accounts that directly invest in those broad level asset types, such as balanced funds and asset allocation funds.

OO 07. Fixed income AUM breakdown

07.1. Provide to the nearest 5% the percentage breakdown of your Fixed Income AUM at the end of your reporting year, using the following categories.

Internally managed
20 SSA
5 Corporate (financial)
45 Corporate (non-financial)
30 Securitised
Total 100%
Externally managed
45 SSA
0 Corporate (financial)
25 Corporate (non-financial)
30 Securitised
Total 100%

OO 08. Segregated mandates or pooled funds (Private)

OO 09. Breakdown of AUM by market (Private)

Next Section
Top