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Loomis, Sayles & Company, L.P.

PRI reporting framework 2018

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You are in Direct - Fixed Income » ESG incorporation in actively managed fixed income » (A) Implementation: Screening

(A) Implementation: Screening

FI 04. Types of screening applied

04.1. Indicate the type of screening you conduct.

Select all that apply
SSA
Corporate (financial)
Corporate (non-financial)
Negative/exclusionary screening
Positive/best-in-class screening
Norms-based screening

04.2. Describe your approach to screening for internally managed active fixed income

Screening is conducted in accordance with client-specific guidelines and/or the mandate of a given product. We may partner with an expert company that monitors activity related to a client's particular screening requirements. Frequency of review and changes are within the client's purview.

04.3. Additional information. [Optional]


FI 05. Negative screening - overview and rationale

05.1. Indicate why you conduct negative screening.

SSA

SSA

Corporate (financial)

Corporate (fin)

Corporate (non-financial)

Corporate (non-fin)

05.2. Describe your approach to ESG-based negative screening of issuers from your investable universe.

Screening is conducted in accordance with client-specific guidelines and/or the mandate of a given product. We may partner with an expert company that monitors activity related to a client's particular screening requirements. Frequency of review and changes are within the client's purview.

05.3. Additional information. [Optional]


FI 06. Examples of ESG factors in screening process (Not Completed)


FI 07. Screening - ensuring criteria are met

07.1. Indicate which systems your organisation has to ensure that fund screening criteria are not breached in fixed income investments.

Type of screening
Checks
Negative/exclusionary screening?

other description

          Audits of our trading system, which include holdings in accordance with fund guidelines, are undertaken regularly by external auditors.
        

07.2. Additional information. [Optional]

We note that the term "fund" is used in this question. Our answer applies to any client account (funds and separate accounts) that require negative screening.


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