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Basellandschaftliche Kantonalbank

PRI reporting framework 2018

You are in Direct - Listed Equity Incorporation » ESG incorporation in actively managed listed equities » Implementation processes » (A) Implementation: Screening

(A) Implementation: Screening

LEI 04. Types of screening applied

04.1. Indicate and describe the type of screening you apply to your internally managed active listed equities.

Type of screening

Screened by

Description

Exclusion of controversial weapons

Climate change

 Extraction of fossil fuels

 Operation of fossil-fuel power stations

 Production of aircrafts

 Airlines

Depletion of the ozone layer

 Production of substances that deplete the ozone layer

Loss of biodiversity

 Production of persistent organic pollutants(POP)

 Forestry without FSC certification

 Fishing without MSC certification

Nuclear energy

 Nuclear power plants and permanent disposal sites for nuclear waste

 Production of nuclear reactors

Genetic technology

 Release of genetically modified organisms

Social problems

 Production of Arms

 Production of tobacco and smoking

 Positive/best-in-class screening

Screened by

Description

"Industry leaders" are those large cap companies in their respective industries and regions that set an example by excelling at taking responsible actions in terms of environmental protection, social and governance issues. The selection of industry leaders is based on a multi-step process. The quantitative analysis compares roughly 50 environmental, social and corporate governance indicators.

Screened by

Description

Our positive screening indictors encompass a broad range of different sustainability norms (in German):

E:

 Biodiversitätskonvention (CBD) inkl. Nagoya-Protokoll über den Zugang zu genetischen Ressourcen und gerechten Vorteilsausgleich

 Cartagena-Protokoll über die biologische Sicherheit

 International Tropical Timber Agreement (ITTA, 1983)

 Washingtoner Artenschutzübereinkommen (CITES)

 Klimarahmenkonvention (UNFCCC) inkl. Kyoto-Protokoll

 GHG-Protokoll

 Montrealer Protokoll über Stoffe, die zu einem Abbau der Ozonschicht führen

 Stockholmer Konvention über langlebige organische Schadstoffe (POP-Übereinkommen)

 REACH Europäische Chemikalienverordnung

 OECD-Leitsätze für multinationale Unternehmen

 UN Global Compact

S:

 ILO-Kernarbeitsnormen (u.a. Arbeitsbedingungen, Kinder-, Zwangsarbeit)

 Menschenrechtsabkommen der UNO (u.a. Freiheits-, Sozialrechte, politische Rechte,Sicherheit, Würde)

 Genfer Abkommen zu humanitärem Völkerrecht

 UNO-Abkommen zu konventionellen, geächteten Waffen

 OECD-Leitsätze für multinationale Unternehmen

 UN Global Compact

G:

 Internationale Corporate Governance Network (ICGN)

 OECD-Grundsätze der Corporate Governance

 UN-Konvention gegen Korruption

 Internationale, nationale Strafgesetze

 OECD-Leitsätze für multinationale Unternehmen

 UN Global Compact

04.2. Describe how the screening criteria are established, how often the criteria are reviewed and how you notify clients and/or beneficiaries when changes are made.

Screening criteria are developed by the internal specialized department of our research partner ZKB together with external experts and are regularly (at least once a year) revised.


LEI 05. Processes to ensure screening is based on robust analysis

05.1. Indicate which processes your organisation uses to ensure screening is based on robust analysis.

05.2. Indicate the proportion of your actively managed listed equity portfolio that is subject to comprehensive ESG research as part your ESG screening strategy.

05.3. Indicate how frequently third party ESG ratings are updated for screening purposes.

05.4. Indicate how frequently you review internal research that builds your ESG screens.

05.5. Additional information. [Optional]


LEI 06. Processes to ensure fund criteria are not breached (Private)


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