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Connor, Clark & Lunn Investment Management Ltd.

PRI reporting framework 2018

Export Public Responses

You are in Strategy and Governance » Governance and human resources

Governance and human resources

SG 07. RI roles and responsibilities

07.1. Indicate the roles present in your organisation and for each, indicate whether they have oversight and/or implementation responsibilities for responsible investment.

Roles present in your organisation

Other description (1)

          ESG Committee

07.2. For the roles for which you have RI oversight/accountability or implementation responsibilities, indicate how you execute these responsibilities.

In 2014, we created an ESG Committee that includes portfolio managers from each of our investment teams, our Chief Compliance Officer and a Senior member from our Client Solutions team.   Our ESG Committee oversees our commitments as a signatory to the UN PRI, amongst other responsibilities, and reports directly to the President and CIO of the firm.

Each of our investment teams is responsible for ensuring the firm’s ESG policies are being implemented.

In addition, two portfolio managers have direct responsibility for proxy voting and they may rely on input from the other portfolio managers when assessing certain proposals.  


07.3. Indicate the number of dedicated responsible investment staff your organisation has.

0 Number

07.4. Additional information. [Optional]



SG 07 CC. Climate-issues roles and responsibilities (Not Applicable)

SG 08. RI in performance management, reward and/or personal development (Private)