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Longfellow Investment Management Co., LLC

PRI reporting framework 2018

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage

New selection options have been added to this indicator. Please review your prefilled responses carefully.

01.1. Indicate if you have an investment policy that covers your responsible investment approach.

01.2. Indicate the components/types and coverage of your policy.

Select all that apply

Policy components/types

Coverage by AUM

01.3. Indicate if the investment policy covers any of the following

01.4. Describe your organisation’s investment principles and overall investment strategy, and how they consider ESG factors and real economy impact.

LIM operates under the following principles:

  • Customize solutions tailored to our clients’ needs
  • Collaborate with clients to form responsive and rewarding relationships with direct access to the investment team
  • Capitalize on a wider, diverse range of investment opportunities available to boutique managers
  • Earn attractive, lower volatility returns consistently
  • Engage employees in an environment that properly motivates and incentivizes the entire team

LIM's investment strategy is based on the premise that outperformance can be delivered consistently by focusing on the risks to a portfolio. Investors are best served by avoiding securities which significantly underperform and by reducing volatility through rigorous research and diversification. LIM’s ESG integration approach enables our research team to identify and mitigate material risks often overlooked during traditional fundamental credit work. By incorporating analysis of ESG factors into our framework, we build a more complete and nuanced picture of an issuer’s risk profile and more accurately price credit risk. This added scrutiny also helps us identify corporate trends and management progress in improving sustainability practices.

01.5. Provide a brief description of the key elements, any variations or exceptions to your investment policy that covers your responsible investment approach. [Optional]


SG 02. Publicly available RI policy or guidance documents

New selection options have been added to this indicator. Please review your prefilled responses carefully.

02.1. Indicate which of your investment policy documents (if any) are publicly available. Provide a URL and an attachment of the document.

URL/Attachment

URL/Attachment

URL/Attachment

URL/Attachment

URL/Attachment

02.2. Indicate if any of your investment policy components are publicly available. Provide URL and an attachment of the document.

URL/Attachment

02.3. Indicate if your organisation’s investment principles, and overall investment strategy is publicly available

02.4. Additional information [Optional].


SG 03. Conflicts of interest

03.1. Indicate if your organisation has a policy on managing potential conflicts of interest in the investment process.

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

Employees are bound by the firm's Code of Ethics. This includes duty to client, personal trading, and guidelines for honest and ethical conduct to avoid conflicts of interest. On an annual basis, each employee must review and sign their commitment to abide by the Code. Along with the Code of Ethics, LIM's trading policies are also designed to ensure fair treatment of all clients through the allocation of securities.

LIM’s only source of revenue is investment management fees. Employees receive no performance incentives. All employee compensation is driven by the success of the firm, which is directly a result of the overall success and satisfaction of our clients.

03.3. Additional information. [Optional]


SG 04. Identifying incidents occurring within portfolios (Private)


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