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Nomura Alternative Investment Management (Europe) Ltd

PRI reporting framework 2018

You are in Indirect – Manager Selection, Appointment and Monitoring » Appointment

Appointment

SAM 04. Appointment processes (listed equity/fixed income)

04.1. Indicate if in the majority of cases and where the structure of the product allows, your organisation does any of the following as part of the manager appointment and/or commitment process

04.3. If none of the above, describe any other mechanisms in place to set expectations as part of the appointment or commitment process.

The sub-investment manager used for listed equities is an UN-PRI Signature. 

04.4. Indicate which of these actions your organisation might take if any of the requirements are not met

04.5. Provide additional information relevant to your organisation's appointment processes of external managers. [OPTIONAL]

          
        

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