This report shows public data only. Is this your organisation? If so, login here to view your full report.

Daiwa SB Investments

PRI reporting framework 2018

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage

New selection options have been added to this indicator. Please review your prefilled responses carefully.

01.1. Indicate if you have an investment policy that covers your responsible investment approach.

01.2. Indicate the components/types and coverage of your policy.

Select all that apply

Policy components/types

Coverage by AUM

01.3. Indicate if the investment policy covers any of the following

01.4. Describe your organisation’s investment principles and overall investment strategy, and how they consider ESG factors and real economy impact.

Our Company's Stance on the UNPRI

(1)  Now, more than ever, ESG factors can exert influence over asset value including enterprise value and stock price.

 In light of these circumstances, our company will plan to strengthen analysis and evaluation related to risk assessment concerning ESG within the risk assessment our company has implemented through qualitative evaluation thus far, and by signing the Principles, clarify our stance.

(2)  Our company, with the goal of fulfilling our "duty to pursue, to the greatest extent possible, the maximum profit over the long term for our beneficiaries," in other words, to further improve our investment performance, will perform the aforementioned activities from the perspective of further strengthening the investment methods we have pursued thus far.

国連責任投資原則に対する当社の考え方

(1) 社会環境や政治情勢の変化により、ESGファクターが企業価値や、株価をはじめとする資産価値に今まで以上に影響を与えうる状況となっております。このような状況を踏まえ、当社では、従来から定性評価で実施していたリスク評価、なかでもESGにかかわるリスク評価に関する分析/評価の強化を図ることし、UNPRIに署名することにより、その姿勢を明確化することとしました。

(2) 当社では、「受益者のために長期的視点に立ち最大限の利益を最大限追求する義務」を果たすという目的、すなわち投資パフォーマンスの更なる向上を目指すために、従来から取組んできた弊社の運用手法をさらに強化するという観点から本活動を行うものです。

01.5. Provide a brief description of the key elements, any variations or exceptions to your investment policy that covers your responsible investment approach. [Optional]


SG 02. Publicly available RI policy or guidance documents

New selection options have been added to this indicator. Please review your prefilled responses carefully.

02.1. Indicate which of your investment policy documents (if any) are publicly available. Provide a URL and an attachment of the document.

URL/Attachment

URL/Attachment

02.2. Indicate if any of your investment policy components are publicly available. Provide URL and an attachment of the document.

URL/Attachment

URL/Attachment

02.3. Indicate if your organisation’s investment principles, and overall investment strategy is publicly available

02.4. Additional information [Optional].


SG 03. Conflicts of interest

03.1. Indicate if your organisation has a policy on managing potential conflicts of interest in the investment process.

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

--Appropriate management of conflict of interest--

We will consider the possibility of any conflicts of interest related to overall business that may arise with the customer's interests.

The responsible investment committee composed of two  independent directors and a Head of Stewardship, will monitor the situation to properly manage.

 

--Potential conflicts of interest--

The customers and our affiliated company (including major shareholders)

The customers and sales companies / securities brokers

The customers and the company (including executives and employees)

The customers and other customers

 

【利益相反の適切な管理】

当社は、お客様の利益との間に生じうるあらゆる利益相反の可能性について配慮し、業務全般に係る利益相反を適切に管理すべく、モニタリング態勢を強化します。

 

<対象となる利益相反関係>

お客様と当社の関係会社(主要株主を含む)

お客様と販売会社/発注証券会社

お客様と当社(含む役職員)

お客様と他のお客様

03.3. Additional information. [Optional]


SG 04. Identifying incidents occurring within portfolios (Private)


Top