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Ausbil Investment Management

PRI reporting framework 2018

You are in Strategy and Governance » Investment policy


SG 01. RI policy and coverage


01.1. 責任投資アプローチをカバーする投資ポリシーを策定しているかどうかを明示してください。

01.2. ポリシーの構成要素/種類と対象範囲を示してください。


01.3. 投資ポリシーが以下のどの項目をカバーしているか明示して下さい:

01.4. 組織の投資原則および全体の投資戦略、ならびに、ESG 要因および実体経済の影響をどのように考慮に入れているのかについて説明して下さい。

Ausbil’s broad investment philosophy is that active management of our portfolios facilitates consistent and risk controlled outperformance. Rather than focusing just on growth or value investing, our investment approach allows us to exploit the inefficiencies across the entire market, at all stages of the cycle and across all market conditions.

We are a top down, bottom up investment manager. The basic premise of our philosophy is that stock prices ultimately follow earnings and earnings revisions. We believe that the market places excessive emphasis on the current situation and does not sufficiently take into account the likelihood of future changes to the earnings profile of individual companies and sectors. 

Ausbil  has a dedicated environmental, social and governance (ESG) research team who provide an in-house service. ESG research is incorporated in Ausbil's investment process. Ausbil believes that a consideration of ESG issues as developed by well-founded ESG research can identify mispriced stocks and assess a company's earnings sustainability. Similarly, engagement on ESG issues can drive long-term value and reduce the risk of value destruction.  

01.5. 責任投資アプローチをカバーする組織の投資ポリシーの重要な構成要素、バリエーション、例外事項を簡潔に説明してください。

SG 02. Publicly available RI policy or guidance documents


02.1. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。




02.2. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。

02.3. 組織の投資原則および全体の投資戦略が公表されているかどうかについて明示して下さい。

02.4. 補足情報 [任意]

At this stage, Ausbil’s responsible investment policy documents are not available online. However, a brief description of Ausbil’s ESG integration can be found at  and The ESG policy, Governance Policy and FSC Standard Documents are available on request to institutional clients and prospects.

SG 03. Conflicts of interest

03.1. 組織として、投資プロセスにおける潜在的な利益相反を管理するポリシーを策定しているかどうかについて明示して下さい。

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

Ausbil has a Conflict of Interests Policy (internal document only) based on the requirements of ASIC Regulatory Guide 181, the Future of Financial Advice reforms and industry best practice. The Chief Compliance Officer (CCO) is responsible for ensuring that the requirements of this Policy are complied with, and will ensure that training on the managing of conflicts of interest is conducted for all staff at induction and on an ongoing annual basis. The policy covers a wide range of potential conflicts of interests and controls related to ownership of the responsible entity, incentive payments, performance fees, management fees, conflicted remuneration, staff dealing, IPOs, salary levels, crossing transactions, brokerage and gifts & entertainment. The Policy is available to prospects and clients on a confidential basis.

03.3. Additional information. [Optional]

SG 04. Identifying incidents occurring within portfolios (Private)