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Threadneedle Asset Management Ltd

PRI reporting framework 2018

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Basic information

OO 01. Signatory category and services

01.1. Select the services and funds you offer

% of assets under management (AUM) in ranges

% of assets under management (AUM) in ranges

Further options for investment managers (may be selected in addition to the above)

01.3. Additional information. [Optional]

Unless stated otherwise, this document will apply to Columbia Threadneedle Investments in the EMEA and APAC regions only. Data is at 31 December 2017 unless stated otherwise.

All AuM breakdowns, organisational information and other quantitative information relating to our responsible investment activities throughout this document are subject to uncertainty. This is due to: definitional discrepancies, differences in our internal data and management systems and UN PRI categorisations, and the range of dates covered in the reporting period versus those best captured in our system.

This applies to, for instance: asset class mixes and distinctions within asset classes, emerging and developed market classifications, distinctions between external and internal management, types of ESG integration approaches, the definition of fund of funds, manager of managers, sub-advised products.

Efforts have been made to capture the best available data, which has been tailored and approximated to meet PRI guidelines as far as possible.

Due to the small percentage of our externally managed assets (2%) we have not distinguished between different types of asset class to which this applies. We also have a negligible proportion of passive investments, and are otherwise a dedicated active house: hence, these have not been included.


OO 02. Headquarters and operational countries

02.1. Select the location of your organisation’s headquarters.

United Kingdom

02.2. Indicate the number of countries in which you have offices (including your headquarters).

02.3. Indicate the approximate number of staff in your organisation in full-time equivalents (FTE).

769 FTE

02.4. Additional information. [Optional]

The FTE figure above is as at 31 December 2017.


OO 03. Subsidiaries that are separate PRI signatories

03.1. Indicate whether you have subsidiaries within your organisation that are also PRI signatories in their own right.

03.3. Additional information. [Optional]

Our US business "Columbia Threadneedle Investments, US" submits its own report.


OO 04. Reporting year and AUM

04.1. Indicate the year end date for your reporting year.

31/12/2017

04.2. Indicate your total AUM at the end of your reporting year, Exclude subsidiaries you have chosen not to report on and any advisory/execution only assets.

Total AUM
trillions billions millions thousands hundreds
Currency
Assets in USD
trillions billions millions thousands hundreds

04.5. Additional information. [Optional]


OO 06. How would you like to disclose your asset class mix

New selection options have been added to this indicator. Please review your prefilled responses carefully.

06.1. Select how you would like to disclose your asset class mix.

Internally managed (%)
Externally managed (%)

 

Listed equity >50% 56 0 0
Fixed income 10-50% 27 0 0
Private equity 0 0 0 0
Property <10% 8 0 0
Infrastructure 0 0 0 0
Commodities <10% 1 0 0
Hedge funds 0 0 0 0
Forestry 0 0 0 0
Farmland 0 0 0 0
Inclusive finance 0 0 0 0
Cash 0 0 0 0
Other (1), specify <10% 4 0 0
Other (2), specify <10% 4 0 0

'Other (1)' specified

          Managed funds
        

'Other (2)' specified

          Non-managed funds (i.e. not Columbia Threadneedle EMEA)
        

06.2. Publish asset class mix as per attached image [Optional].

06.3. Provide contextual information on your AUM asset class split. [Optional]


OO 07. Fixed income AUM breakdown (Private)


OO 08. Segregated mandates or pooled funds (Not Applicable)


OO 09. Breakdown of AUM by market

09.1. Indicate the breakdown of your organisation’s AUM by market.

 

 

Developed Markets

  Emerging, Frontier and Other Markets
Total100%

09.2. Additional information. [Optional]


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