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Core Capital Management, LLC (Delisted)

PRI reporting framework 2018

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Basic information

OO 01. Signatory category and services

01.1. Select the services and funds you offer

% of assets under management (AUM) in ranges

Further options for investment managers (may be selected in addition to the above)

01.3. Additional information. [Optional]

Core Purpose: Connecting client’s wealth to what is most important in their lives.

Our Mission: Everything we believe is about fundamentally creating wealth for our clients by aligning their investments with their own positive, economic, environmental, and social values to make smarter choices, and accordingly making the world a better place.

CCM works with intelligent and conscientious private and institutional clients. The firm was established in 2007 with a philosophy of doing things better as an innovative financial firm that delivers high-level attention to the complex needs and values of our like-minded clients.

Our Services: Sustainable Investing (SI): As an investment management firm, we specialize in sustainable investment return strategies for private and institutional investors. We seek to add value through SI portfolio construction utilizing a rigorous traditional investment process and integrating Environmental, Social, and Governance (ESG) research. We believe there is a strong connection between delivering long-term performance and incorporating personal responsibility in our business practices, as well as in seeking it in those organizations in which we invest. The sustainable investing methodologies are our approach to investing in the long-term economic, environmental and social risks and opportunities of the global economy. This process includes committing to systematically integrating ESG factors into the valuation and choice of assets, the exercise of ownership rights and duties, and the measuring and reporting of our actions.


OO 02. Headquarters and operational countries

02.1. Select the location of your organisation’s headquarters.

United States

02.2. Indicate the number of countries in which you have offices (including your headquarters).

02.3. Indicate the approximate number of staff in your organisation in full-time equivalents (FTE).

2 FTE

02.4. Additional information. [Optional]

Core Capital Management, LLC is an investment adviser registered in the state of California in 2007 as a Limited Liability Company. CCM is owned by Donald KYLE Scrimgeour, Principal, Managing Member and Chief Compliance Officer.


OO 03. Subsidiaries that are separate PRI signatories

03.1. Indicate whether you have subsidiaries within your organisation that are also PRI signatories in their own right.

03.3. Additional information. [Optional]


OO 04. Reporting year and AUM

04.1. Indicate the year end date for your reporting year.

31/12/2017

04.2. Indicate your total AUM at the end of your reporting year, Exclude subsidiaries you have chosen not to report on and any advisory/execution only assets.

Total AUM
trillions billions millions thousands hundreds
Currency
Assets in USD
trillions billions millions thousands hundreds

04.4. Indicate the total assets at the end of your reporting year subject to an execution and/or advisory approach.

Total AUM
trillions billions millions thousands hundreds
Currency
Assets in USD
trillions billions millions thousands hundreds

04.5. Additional information. [Optional]


OO 06. How would you like to disclose your asset class mix

New selection options have been added to this indicator. Please review your prefilled responses carefully.

06.1. Select how you would like to disclose your asset class mix.

Internally managed (%)
Externally managed (%)

 

Listed equity 10-50% 23 10-50% 29
Fixed income <10% 1 10-50% 26
Private equity 0 0 0 0
Property 0 0 <10% 3
Infrastructure 0 0 0 0
Commodities 0 0 0 0
Hedge funds 0 0 <10% 1
Forestry 0 0 0 0
Farmland 0 0 0 0
Inclusive finance 0 0 0 0
Cash 10-50% 15 0 0
Other (1), specify <10% 2 0 0
Other (2), specify 0 0 0 0

'Other (1)' specified

          Options
        

06.2. Publish asset class mix as per attached image [Optional].

06.3. Provide contextual information on your AUM asset class split. [Optional]

Asset allocation is used in our investment strategy that aims to balance risk and reward by apportioning a portfolio's assets to complementary classes. We believe asset allocations are important decisions, and the selection of sectors and individual securities is equally important to the way we allocate investment in different classes of assets, which may be the principal determinants of our investment results.

We define the main asset classes as equities, fixed-income, commodities, alternatives, currency, and cash and equivalents. The various assets classes tend to have different levels of risk and return, so each will behave differently over time. We further breakdown asset classes by market capitalization, geographic regions, and sectors.

Core Capital is client specific in terms of mission, values, goals, time horizon, tax considerations and risk tolerance. 


OO 07. Fixed income AUM breakdown (Private)


OO 08. Segregated mandates or pooled funds

New selection options have been added to this indicator. Please review your prefilled responses carefully.
Provide a breakdown of your organisation’s externally managed assets between segregated mandates and pooled funds.
Asset class breakdown
Segregated mandate(s)
Pooled fund(s)

Total of the asset class

(each row adds up to 100%)

[a] Listed equity
100%
[b] Fixed income - SSA
100%
[c] Fixed income – Corporate (financial)
100%
[e] Fixed income – Securitised
100%
[g] Property
100%
[j] Hedge funds
100%

08.2. Additional information. [Optional]


OO 09. Breakdown of AUM by market

09.1. Indicate the breakdown of your organisation’s AUM by market.

 

 

Developed Markets

  Emerging, Frontier and Other Markets
Total100%

09.2. Additional information. [Optional]


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