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Lombard Odier

PRI reporting framework 2017

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage (Not Completed)


SG 02. Publicly available RI policy or guidance documents (Not Completed)


SG 03. Conflicts of interest

03.1. Indicate if your organisation has a policy on managing potential conflicts of interest in the investment process.

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

The Risk/Compliance departments of the group LO advise on reputational, regulatory and policy matters. Advice on conflict of interest covers areas such as (but not limited to):

  • personal trading
  • fair allocations
  • gift and entertainments
  • external mandates
  • internal training

From a governance perspective, the Management of the Group ensures that all those policy are regularly reviewed and published.

03.3. Additional information. [Optional]


SG 04. Identifying incidents occurring within portfolios (Private)


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