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Lombard Odier

PRI reporting framework 2017

Export Public Responses

You are in Indirect – Manager Selection, Appointment and Monitoring » Overview


SAM 01. Role of investment consultants/fiduciary managers

New selection options have been added to this indicator. Please review your prefilled responses carefully.

01.1. あなたの組織では、投資コンサルタントやフィデューシャリー・マネジャーを使用しているかどうかを明示してください。

01.7. 補足情報。 [任意]

SAM 02. RI factors in selection, appointment and monitoring across asset classes

02.1. 以下に記載している外部で運用される資産クラスそれぞれについて、あなたの組織や投資コンサルタントは、運用会社の選定・指名・モニタリングのどのプロセスにおいて責任投資要因を考慮しているかを明示してください。 (a) 選定 (b) 指名(投資運用契約書の締結) (c) モニタリング



(a) 選定

(b) 指名

(c) モニタリング


02.2. 投資運用会社の選定、指名およびモニタリングプロセスにおいて、責任投資に関連して留意すべき事項をどのように組み入れているかを簡潔に説明してください。

As we are an asset manager company, most of our externally managed assets are entrusted to other asset managers through mainly partnerships (for example with Generation IM and Affirmative IM). We noticed that many questions of this module are actually designed for Asset owners that must have comprehensive asset managers selection process (Selection through RFP, reporting requirements etc...). However, when it comes to appoint external asset managers, we apply the following two steps:

1. We require external fund managers to comply with our Group Policies on exclusions (e.g. controversial weapons and food commodities)

2. We apply our own ESG scoring and controversy diagnostic to the external fund's portfolio to measure its performance before selecting it, and keep on applying the same ESG scoring on a regular basis as long as the fund remains on our masterlist. Funds with poor ESG performance and /or high controversy exposure will not be selected, or will be removed from the selection if no longer compliant.

02.3. 補足情報。[任意]